Tsai Joseph C 4

What Happened
Joseph C. Tsai, a director of Alibaba Group Holding Ltd (BABA), reported the vesting/settlement of 3,333 restricted share units (RSUs) on Apr 1, 2026. The filing shows 3,333 shares acquired and a corresponding disposition of 3,333 derivative units at $0.00 — effectively a conversion/settlement of RSUs into ordinary shares rather than a purchase or market sale. No cash payment or open‑market sale is reflected.

Key Details

• Transaction date: 2026-04-01; Filing date / accession: 2026-04-03 (Form 4 accession 0001193125-26-141217).
• Reported activity: Conversion/settlement of 3,333 RSUs into 3,333 ordinary shares (codes show exercise/conversion of derivative (M)). Price shown for the derivative disposition: $0.00.
• Footnotes: F1–F3 indicate these were restricted share units that vested and were settled into ordinary shares; each RSU equals one share; vesting occurred as of Apr 1, 2026 under a multi‑quarter award schedule.
• Shares owned after transaction: not specified in the provided excerpt.
• Foundation holdings: This report excludes ordinary shares held by Joe and Clara Tsai Foundation Limited and Parufam Limited; the reporting person disclaims pecuniary/beneficial ownership of those shares for Section 16 purposes.
• Timeliness: Filing appears timely (no late‑filing flag shown).

Context
This was a routine vesting/settlement of RSUs — common for executives and directors as compensation — and is not an open‑market purchase or sale that directly signals a trade decision. For derivative entries, the useful takeaway for retail investors is that RSUs converted into issued shares; the insider did not sell those shares on the market as part of this reported transaction.