HANMI FINANCIAL CORP·4/A

Apr 6, 4:58 PM ET

LEE BONITA 4/A

4/A · HANMI FINANCIAL CORP · Filed Apr 6, 2026

Research Summary

AI-generated summary of this filing

Updated

Hanmi Financial CEO Bonita Lee Receives Award; Sells for Taxes

What Happened
Bonita Lee, President & CEO of Hanmi Financial Corp. (HAFC), had 22,260 restricted shares vest on March 26, 2026 (an award/vesting). To satisfy tax withholding, 12,909 of those shares were surrendered/disposed on the same date in two transactions (2,391 shares for $62,955 and 10,518 shares for $276,939), totaling $339,894. The award was reported as acquired at $0 (award/grant); at the reported transaction price of $26.33 the vested shares were worth about $586,106. Net from the vesting and withholding, Lee’s position increased by 9,351 shares (22,260 vested − 12,909 withheld).

Key Details

  • Transaction date: March 26, 2026.
  • Award/acquisition: 22,260 shares (code A) reported at $0 acquisition price; vesting resulted from performance payout (120% of target).
  • Withholding/disposals: 2,391 shares @ $26.33 = $62,955 and 10,518 shares @ $26.33 = $276,939 (code F - tax withholding); total disposed ≈ $339,894.
  • Net change from these events: +9,351 shares.
  • Footnote: Original grant (Mar 10, 2023) was for 18,550 RSUs; performance criteria for the three-year period were met and certified 3/26/2026, yielding a 120% payout (22,260 shares).
  • Filing: This is an amended Form 4 (amendment noted in filing). The filing does not state "shares owned after transaction" in the provided summary.

Context

  • This was a standard restricted stock vesting with shares withheld to cover tax obligations (code F), not an open-market sale or purchase signal. Such tax-withholding dispositions are routine and do not necessarily indicate a change in the insider’s view of the company.
  • The award reflects a performance-based payout (120% of target), which is separate from any option exercise or open-market trading.

Insider Transaction Report

Form 4/AAmended
Period: 2026-03-26
LEE BONITA
President & CEO
Transactions
  • Tax Payment

    Common Stock

    2026-03-26$26.33/sh2,391$62,955194,582 total
  • Award

    Common Stock

    [F1]
    2026-03-26+22,260216,842 total
  • Tax Payment

    Common Stock

    2026-03-26$26.33/sh10,518$276,939206,324 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    1,000
Footnotes (1)
  • [F1]On March 10, 2023, the reporting person was granted 18,550 shares of restricted stock which would vest on or after March 10, 2026, subject to the satisfaction of certain performance criteria. The performance criteria for the three year period ended March 10, 2026 were met and certified on March 26, 2026, resulting in the vesting of 22,260 shares (120% of payout).
Signature
/s/ Bonita Lee|2026-04-06

Documents

1 file
  • 4
    ownership.xml

    4/A