Carlson Capital, L.P. 4
4 · Runway Growth Finance Corp. · Filed Apr 13, 2026
Research Summary
AI-generated summary of this filing
Runway Growth (RWAY) 10% Owner Carlson Capital Sells 560,105 Shares
What Happened
- Carlson Capital, L.P. (a reported 10% owner) sold 560,105 shares of Runway Growth Finance Corp. (RWAY) on April 9, 2026. The filing lists a per-share price shown as $6.59 for the reported lot, with proceeds of approximately $3,691,092. The transaction is reported as an open market or private sale (code S).
Key Details
- Transaction date: 2026-04-09; filing date: 2026-04-13 (timely under Form 4 rules).
- Price(s): reporting shows $6.59 per share for the disclosed lot; footnote F1 states prices ranged from $6.59 to $6.64 and the reporting persons will provide a breakdown on request.
- Shares owned after transaction: Not specified in the provided filing excerpt.
- Footnotes of note: F2/F9–F11 explain these shares are held via affiliated entities (Double Black Diamond Offshore Ltd., Carlson Capital, Asgard II) and that Mr. Clint D. Carlson and related entities disclaim beneficial ownership except to the extent of pecuniary interest. F1 clarifies multiple sale prices may apply.
- Transaction code: S (Sale).
Context
- This was a sale by a 10% institutional owner (fund/manager structure), which often reflects portfolio selling rather than an insider executive signal. No options, gifts, or awards were involved. The filing appears timely (filed within the Form 4 deadline).
Insider Transaction Report
Form 4Exit
Carlson Capital, L.P.
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share (the "Common Stock")
[F1][F2]2026-04-09$6.59/sh−560,105$3,691,092→ 3,885,000 total
Holdings
- 6,430
Common Stock
[F3] - 209,125
Common Stock
[F4] - 32,505
Common Stock
[F5] - 32,505
Common Stock
[F6] - 32,505
Common Stock
[F7] - 1,312
Common Stock
[F8] - 3,885,000(indirect: See footnote)
Common Stock
[F9] - 3,885,000(indirect: See footnote)
Common Stock
[F10] - 3,957,752(indirect: See footnote)
Common Stock
[F11]
Footnotes (11)
- [F1]The transactions referenced herein provide for various per share prices ranging from $6.59 to $6.64. The Reporting Persons undertake to provide to Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon full information regarding the number of shares sold at each separate price.
- [F10]These shares of Common Stock are held by Asgard II as the general partner of Carlson Capital who serves as the investment manager to the Fund. Asgard II disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F11]These shares of Common Stock are held by Mr. Clint D. Carlson as the president of Carlson Capital, Carlson Capital GP, The Carlson Foundation, and Asgard II. Mr. Clint D. Carlson is also the Chief Investment Officer of the investment manager of the Fund. Furthermore, immediate family members of Mr. Clint D. Carlson hold shares. Each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F2]The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company (the "Fund"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Fund. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II, Carlson Capital, and any of its affiliated entities and related parties ("Mr. Clint D. Carlson"). Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.
- [F3]These shares of Common Stock are held directly by Carlson Capital GP, L.P., an affiliated entity to Carlson Capital. Carlson Capital GP disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
- [F4]These shares of Common Stock are held directly by Mr. Clint D. Carlson. Carlson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F5]These shares of Common Stock are held directly by Lewis Carlson, an individual who works at Carlson Capital. Lewis Carlson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F6]These shares of Common Stock are held directly by Owen Augustus Carlson 1997 A Trust, a related party to Carlson Capital. Owen Augustus Carlson 1997 A Trust disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
- [F7]These shares of Common Stock are held directly by Julian Orlando Carlson 1997 A Trust, a related party to Carlson Capital. Julian Orlando Carlson 1997 A Trust disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
- [F8]These shares of Common Stock are held directly by The Carlson Foundation, an affiliated entity to Carlson Capital. The Carlson Foundation disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
- [F9]These shares of Common Stock are held by Carlson Capital as the investment manager to the Fund. Carlson Capital disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.