Yokoyama Shuichi 4
4 · MITSUBISHI UFJ FINANCIAL GROUP INC · Filed Apr 14, 2026
Research Summary
AI-generated summary of this filing
MUFG Senior Exec Shuichi Yokoyama Receives Shares Upon Retirement
What Happened
Shuichi Yokoyama, Senior Managing Corporate Executive of Mitsubishi UFJ Financial Group (MUFG), had deferred-compensation derivative securities ("points") settled in connection with his retirement on April 14, 2026. The settlement resulted in the acquisition of 28,900 shares (reported as an "other acquisition" at $0.00) and the conversion/settlement of 57,966 derivative securities (reported as a conversion of derivative securities at $0.00), with a portion converted into shares and cash per the plan. The filing shows $0 per-share because these were non-cash plan settlements, not open-market purchases or sales; no market value is reported in the Form 4.
Key Details
- Transaction date: 2026-04-14 (reported on Form 4 filed 2026-04-14).
- Reported entries: 28,900 shares acquired (code J, $0.00); 57,966 derivative securities converted/settled (code C, $0.00).
- Shares owned after transaction: not specified in this filing.
- Footnotes: Settlement of deferred-compensation "points" under the plan triggered conversion into shares and cash for a portion of the points; remaining points (including performance-based points) continue to be held per plan terms.
- Timeliness: filing shows transaction and report date as the same day (no late filing indicated in the Form 4).
Context
This was a plan-based conversion tied to retirement, not an open-market buy or sale. Such conversions reflect payout of deferred compensation and do not necessarily signal the insider's view of the stock. The $0.00 price entries indicate non-cash settlement mechanics (conversion of derivative securities/points into shares and cash) rather than a market trade.
Insider Transaction Report
- Other
Common Stock
[F1]2026-04-14+28,900→ 149,300 total - Conversion
Stock Compensation Plan Points
[F2]2026-04-14−57,966→ 5,294 total→ Common Stock (57,966 underlying)
- 1,000(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II, in connection with the reporting person's retirement.
- [F2]A portion of the reported derivative securities (points) was settled upon the reporting person's retirement. Such portion was converted into shares of common stock and cash in accordance with the terms of the plan, and the remaining derivative securities (points), including annual performance-based points, continue to be held in accordance with the terms of the plan.