Bank of New York Mellon Corp·4

Apr 21, 4:29 PM ET

O'CONNOR SANDRA 4

4 · Bank of New York Mellon Corp · Filed Apr 21, 2026

Research Summary

AI-generated summary of this filing

Updated

Bank of New York Mellon (BK) Director Sandra O'Connor Receives 1,592-Share Award

What Happened
Sandra O'Connor, a director of Bank of New York Mellon Corp (BK), received a grant of 1,592 deferred stock units (reported as a derivative award) on April 17, 2026. No cash price or market value is listed in the filing (N/A) because this is a compensation award rather than an open-market trade.

Key Details

  • Transaction type: Grant/Award (code A) of 1,592 deferred stock units (derivative).
  • Transaction date: 2026-04-17; Form 4 filed 2026-04-21 (within the SEC two-business-day reporting window).
  • Price/Value: N/A in the filing (typical for equity awards reported as DSUs).
  • Shares owned after transaction: Not specified in the provided filing.
  • Footnotes: F1 = 1-for-1 conversion; F2 = DSUs vest on earlier of the 2027 Annual Meeting or one year from grant; vested DSUs payable in common shares (lump sum or elected installments) beginning 30 days after director’s termination; DSUs accrue dividend equivalents reinvested into additional DSUs. F3 = N/A.

Context
Deferred stock units are a form of director compensation that convert to company shares when they vest or become payable; they are not an open-market purchase or sale and therefore do not directly indicate buy/sell market sentiment. The filing appears timely under SEC rules.

Insider Transaction Report

Form 4
Period: 2026-04-17
Transactions
  • Award

    Deferred Stock Units

    [F1][F3][F2]
    2026-04-17+1,59217,195.12 total
    Common Stock (1,592 underlying)
Footnotes (3)
  • [F1]1-for-1.
  • [F2]The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units.
  • [F3]N/A.
Signature
/s/ Jean Weng, Attorney-in-Fact|2026-04-21

Documents

1 file
  • 4
    ownership.xmlPrimary

    4