PLUS THERAPEUTICS, INC.·4

Apr 22, 5:00 PM ET

Daniels Eric Joseph 4

4 · PLUS THERAPEUTICS, INC. · Filed Apr 22, 2026

Research Summary

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PLUS Therapeutics CDO Eric Daniels Receives RSU/Option Awards

What Happened Eric Joseph Daniels, Chief Development Officer of PLUS Therapeutics (PSTV), was granted two derivative awards on April 20, 2026 — 20,000 and 20,000 units (40,000 total). Each grant shows a $0 acquisition price (these are awards/derivative grants, not open-market purchases). The filing’s footnotes indicate one award is a Restricted Stock Unit (RSU) with a time-based vesting schedule and the other includes option-style vesting terms.

Key Details

  • Transaction date: 2026-04-20; Form 4 filed 2026-04-22 (appears filed timely).
  • Grants: two awards of 20,000 each = 40,000 total derivative units; reported price $0.
  • Footnote F1: Each RSU equals a contingent right to one common share; one‑third vest on July 1, 2027, remainder vests ratably over the next eight quarters (substantially equal increments).
  • Footnote F2: Vesting schedule for option-style award — 1/4 vests on April 20, 2027, then 1/36th of the remaining options vest monthly thereafter.
  • Shares owned after the transaction: not disclosed in the provided excerpt.

Context These awards are compensation-related grants subject to vesting and are not immediate purchases or sales. RSUs and similar option awards typically do not represent immediately tradable shares until they vest (and any tax-withholding is satisfied). Such grants are common for executive compensation; they indicate future upside exposure tied to the company’s stock but do not, by themselves, signal an insider buying or selling intent.

Insider Transaction Report

Form 4
Period: 2026-04-20
Daniels Eric Joseph
Chief Development Officer
Transactions
  • Award

    Restricted Stock Units

    [F1]
    2026-04-20+20,00020,000 total
    Exercise: $0.00Common Stock (20,000 underlying)
  • Award

    Stock Option (Right to Buy)

    [F2]
    2026-04-20+20,00020,000 total
    Exercise: $7.30Exp: 2036-04-19Common Stock (20,000 underlying)
Footnotes (2)
  • [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. One third of the RSUs awarded vest on July 1, 2027, and the remainder of the RSUs vest ratably over the next eight quarters in substantially equal increments.
  • [F2]One fourth of the options vest on April 20, 2027 and an additional 1/36th of the remaining options vest on each monthly anniversary thereafter in substantially equal increments.
Signature
Andrew Sims, as attorney-in-fact|2026-04-22

Documents

1 file
  • 4
    ownership.xmlPrimary

    4