Allison Transmission Holdings Inc·4

May 8, 4:00 PM ET

Ostojic Sasha 4

4 · Allison Transmission Holdings Inc · Filed May 8, 2026

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Allison (ALSN) Director Sasha Ostojic Receives RSUs; 1,586 Shares Settled

What Happened Sasha Ostojic, a director of Allison Transmission Holdings (ALSN), had restricted stock units (RSUs) convert into 1,586 shares on May 6, 2026 (reported as exercise/conversion of a derivative, $0.00 price — non‑cash settlement). The 1,586 shares reflect 1,570 vested RSUs plus 16 dividend equivalent shares. On May 7, 2026 Ostojic was granted 1,503 new RSUs as part of the director annual award (grant recorded at $0.00; the number of RSUs was calculated using a $123.02 closing price, implying a grant‑date value of about $184,899).

Key Details

  • Transaction dates: May 6, 2026 (RSU settlement/conversion) and May 7, 2026 (new RSU grant). Form 4 filed May 8, 2026 (timely).
  • Reported consideration: $0.00 for all entries — indicates non‑cash settlement of RSUs and grant of RSU award (not an open‑market purchase or sale).
  • Share movement: 1,586 shares acquired from vested RSUs (1,570 RSUs + 16 dividend equivalents); 1,503 RSUs granted.
  • Shares owned after transaction: not disclosed in the provided excerpt of the filing.
  • Relevant footnotes: settlement of RSUs and related dividend equivalents (16 DEs included); each RSU equals a contingent right to one share; the 1,570 RSUs were granted May 8, 2025 and vested May 6, 2026; new RSUs are the director's annual award and vest at the next annual meeting per the compensation policy.

Context

  • These entries are routine director compensation activity: conversion/settlement of vested RSUs into shares and a new RSU grant. The "M" code (exercise/conversion of derivative) here reflects conversion of RSU derivative rights into common stock, not a market sale. Dividend equivalents are the economic equivalent of additional shares credited on vesting.
  • Because these are non‑cash settlements and a compensation grant, they do not indicate an open‑market buy or sell by the director. The filing appears timely (reported within the usual two‑business‑day window).

Insider Transaction Report

Form 4
Period: 2026-05-06
Transactions
  • Exercise/Conversion

    Common Stock

    [F1][F2]
    2026-05-06+1,58610,560 total
  • Exercise/Conversion

    Restricted Stock Units

    [F3][F4]
    2026-05-061,5700 total
    Common Stock (1,570 underlying)
  • Exercise/Conversion

    Dividend Equivalent Rights

    [F5][F6]
    2026-05-06160 total
    Common Stock (16 underlying)
  • Award

    Restricted Stock Units

    [F7][F3][F9][F8]
    2026-05-07+1,5031,503 total
    Common Stock (1,503 underlying)
Footnotes (9)
  • [F1]Settlement of restricted stock units ("RSUs") and related dividend equivalents.
  • [F2]Includes 16 dividend equivalents.
  • [F3]Each RSU represents a contingent right to receive one share of the Company's common stock.
  • [F4]On May 8, 2025, the reporting person was granted 1,570 RSUs that vested on May 6, 2026.
  • [F5]Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
  • [F6]The dividend equivalent rights accrued on previously awarded RSUs and vested on May 6, 2026.
  • [F7]The RSUs represent the reporting person's annual equity award under the Company's Ninth Amended and Restated Non-Employee Director Compensation Policy.
  • [F8]The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.
  • [F9]The number of RSUs received was calculated based on $123.02, which was the closing price of the Company's common stock on the date of grant.
Signature
/s/ Preston B. Ray, attorney-in-fact|2026-05-08

Documents

1 file
  • 4
    ownership.xmlPrimary

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