BARBOUR D. SCOTT 4
4 · Allison Transmission Holdings Inc · Filed May 8, 2026
Research Summary
AI-generated summary of this filing
Allison (ALSN) Director Barbour D. Scott Receives RSUs & Exercises
What Happened Barbour D. Scott, a director of Allison Transmission Holdings, received and settled equity awards tied to his board compensation. On May 6–7, 2026 he had RSUs/dividend equivalents vest and was granted additional shares, resulting in a net receipt of about 1,595 shares. The transactions were awards/settlements (no cash purchase), with per-share prices used in the filing for share calculations of $127.70 and $123.02; the filing reports $0 paid for the awards.
Key Details
- Transaction dates: May 6, 2026 and May 7, 2026; Form 4 filed May 8, 2026 (timely within standard 2-business-day window).
- Reported entries (selected): 92 shares granted (A) on 5/6/2026; settlement/exercise/conversion entries on 5/6/2026 involving 1,586 shares (comprised of 1,570 RSUs that vested and 16 dividend equivalents); 1,503-share grant (A, derivative) on 5/7/2026.
- Net result: +1,595 shares received (3181 acquired entries −1586 derivative dispositions = 1,595).
- Pricing used to compute share counts in footnotes: $127.70 (used for the 92-share retainer conversion) and $123.02 (used for the 1,503-share grant).
- Footnote highlights: awards reflect the director quarterly/annual retainer policy; RSUs represent contingent rights to one share, earn dividend equivalents, and some RSUs vested on May 6, 2026.
- Shares owned after transaction: not specified in the provided excerpt.
Context These transactions are compensatory equity awards and the settlement of vested RSUs for a non-employee director, a routine form of director pay rather than an open-market purchase or sale. Derivative/“M” entries here reflect conversion/settlement of RSUs and related dividend equivalents into common shares (not a cashless market sale). Such awards are common and do not by themselves indicate the director buying or selling stock in the open market.
Insider Transaction Report
- Award
Common Stock
[F1][F2]2026-05-06+92→ 11,695 total - Exercise/Conversion
Common Stock
[F3][F4]2026-05-06+1,586→ 13,281 total - Exercise/Conversion
Restricted Stock Units
[F5][F6]2026-05-06−1,570→ 0 total→ Common Stock (1,570 underlying) - Exercise/Conversion
Dividend Equivalent Rights
[F7][F8]2026-05-06−16→ 0 total→ Common Stock (16 underlying) - Award
Restricted Stock Units
[F9][F5][F11][F10]2026-05-07+1,503→ 1,503 total→ Common Stock (1,503 underlying)
Footnotes (11)
- [F1]These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Eighth Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.
- [F10]The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.
- [F11]The number of RSUs received was calculated based on $123.02, which was the closing price of the Company's common stock on the date of grant.
- [F2]The number of shares of common stock received was calculated based on $127.70 which was the closing price of the Company's common stock on the date of grant.
- [F3]Settlement of restricted stock units ("RSUs") and related dividend equivalents.
- [F4]Includes 16 dividend equivalents.
- [F5]Each RSU represents a contingent right to receive one share of the Company's common stock.
- [F6]On May 8, 2025, the reporting person was granted 1,570 RSUs that vested on May 6, 2026.
- [F7]Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
- [F8]The dividend equivalent rights accrued on previously awarded RSUs and vested on May 6, 2026.
- [F9]The RSUs represent the reporting person's annual equity award under the Company's Ninth Amended and Restated Non-Employee Director Compensation Policy.