FiscalNote Holdings, Inc.·4/A

May 13, 5:08 PM ET

Compton Key 4/A

4/A · FiscalNote Holdings, Inc. · Filed May 13, 2026

Research Summary

AI-generated summary of this filing

Updated

FiscalNote (NOTE) Director Compton Key Receives 431,394 Shares

What Happened

  • Compton Key, a director of FiscalNote Holdings, Inc. (NOTE), was credited with 431,394 shares on 2026-05-06 under transaction code J ("other acquisition or disposition"). The shares were reported at $0.00 per share (no cash paid), so the reported transaction value is $0. This filing is an amendment filed 2026-05-13 correcting the previously reported recipient.

Key Details

  • Transaction date: 2026-05-06; filing date (amendment): 2026-05-13.
  • Transaction type/code: Other acquisition/disposition (J); price reported: $0.00; shares: 431,394; value: $0.
  • Shares owned after transaction: not specified on the Form 4.
  • Footnotes: F1—these shares were an in‑kind distribution from GPO FN Noteholder, LLC to Urgent Capital LLC as payment under a profits interest; F2—shares are beneficially owned by Urgent Capital LLC and Key may be deemed to have voting/dispositive power as managing director of Urgent International Inc. (owner/operator of Urgent Capital LLC); F3—GPO Master Fund beneficial ownership is discussed in filing context but these particular shares were delivered to Urgent Capital LLC, not GPO Master Fund.
  • Amendment note: The filing corrects an earlier Form 4 (filed May 7, 2025) that incorrectly reported the shares as delivered to GPO Master Fund; this amendment clarifies the recipient was Urgent Capital LLC.

Context

  • This was an in‑kind distribution to an affiliate (not an open‑market purchase or sale), meaning no cash changed hands and it does not necessarily signal a personal buy/sell decision by the director. For insiders and retail investors, acquisitions where price = $0 typically reflect transfers among related entities or corporate structuring rather than market-driven insider buying.

Insider Transaction Report

Form 4/AAmended
Period: 2026-05-06
Compton Key
DirectorPresident and CEO
Transactions
  • Other

    Class A Common Stock

    [F1][F2]
    2026-05-06+431,394431,516 total(indirect: See Footnote)
Holdings
  • Class A Common Stock

    [F3]
    (indirect: See Footnote)
    15,335
  • Class A Common Stock

    46,264
Footnotes (3)
  • [F1]Distribution from GPO FN Noteholder, LLC to Urgent Capital LLC as an in-kind payment pursuant to a profits interest in GPO FN Noteholder, LLC held by Urgent Capital LLC.
  • [F2]The shares are beneficially owned by Urgent Capital LLC. The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of Urgent Capital LLC. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Urgent Capital LLC.
  • [F3]The shares are beneficially owned by Global Public Offering Master Fund, L.P ("GPO Master Fund"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.
Signature
/s/ Todd Aman, Attorney-in-Fact|2026-05-13

Documents

1 file
  • 4
    ownership.xml

    4/A