Tata Rajiv A. 4
4 · DUCOMMUN INC /DE/ · Filed May 15, 2026
Research Summary
AI-generated summary of this filing
Ducommun (DCO) VP Rajiv A. Tata Receives RSUs; 558 Returned
What Happened
Rajiv A. Tata, Vice President, General Counsel & Corporate Secretary of Ducommun, had 1,107 restricted stock units (RSUs) vest and settle on May 14, 2026. Of those, 549 shares were surrendered to satisfy tax withholding at $151.59 per share (value ~$83,223). Separately, 558 shares were returned to the issuer under Ducommun’s Clawback Policy and were not delivered to the reporting person.
Key Details
- Transaction date: May 14, 2026 (reported on Form 4 filed May 15, 2026).
- Tax withholding: 549 shares disposed @ $151.59 each; total ~$83,223 (code F).
- Clawback return: 558 shares returned to issuer (code D); price listed as N/A.
- Total RSUs settled: 1,107; 549 withheld for taxes, 558 returned under clawback.
- Shares owned after transaction: not specified in the supplied filing details.
- Footnotes: withholding reflects settlement tax obligations; 558 shares were returned due to application of the company’s Clawback Policy following a financial statement restatement (per the issuer’s May 1, 2026 Form 8-K).
- Filing timeliness: filing appears timely (transaction 5/14/2026; Form 4 filed 5/15/2026).
Context
This was an RSU settlement with administrative dispositions (tax withholding and clawback), not an open-market sale or purchase. Tax-withholding is a routine administrative step; the 558-share return reflects the company’s clawback policy applied after a restatement, meaning those shares were not delivered rather than sold by the insider. Such administrative dispositions generally do not indicate the insider buying or selling stock on the market.
Insider Transaction Report
- Tax Payment
Common Stock
[F1]2026-05-14$151.59/sh−549$83,223→ 35,341 total - Disposition to Issuer
Common Stock
[F2]2026-05-14−558→ 34,783 total
Footnotes (2)
- [F1]Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement, on May 14, 2026, of 1,107 restricted stock units.
- [F2]In connection with the operation of the Issuer's Second Amended and Restated Clawback Policy (the "Clawback Policy") with respect to the restatement and revision of the Issuer's previously issued financial statements, as reported in the Issuer's Form 8-K filed on May 1, 2026, the Issuer determined that the Reporting Person would not have earned certain compensation had such compensation been determined based on the restated financial statements. As a result, 1,107 restricted stock units that vested on May 14, 2026 were not delivered to the Reporting Person and 558 shares of the Issuer's common stock were returned to the Issuer in accordance with the Issuer's Clawback Policy.