NOMURA HOLDINGS INC·4

May 27, 6:05 AM ET

Horiuchi Yuko 4

4 · NOMURA HOLDINGS INC · Filed May 27, 2026

Research Summary

AI-generated summary of this filing

Updated

Nomura (NMR) Group Finance's Yuko Horiuchi Receives RSU Award

What Happened

  • Yuko Horiuchi (Group Finance) received a grant of restricted stock units (RSUs) totaling 2,000 units on May 25, 2026. The filing shows three awards: 700 RSUs, 700 RSUs, and 600 RSUs, each reported at $0.00 acquisition price (derivative securities).

Key Details

  • Transaction date: 2026-05-25 (Form 4 filed 2026-05-27; filing appears timely).
  • Grants reported: 700 RSUs @ $0.00; 700 RSUs @ $0.00; 600 RSUs @ $0.00 — total 2,000 RSUs.
  • Shares owned after transaction: not disclosed in this filing.
  • Footnotes: F1 — each Restricted Stock Unit represents the right to receive one share of common stock; F2 — no separate expiration date noted.
  • Transaction code: A (award/grant); these are derivative awards, not open-market purchases or sales.

Context

  • RSUs are awards that give the holder the right to receive shares (or their cash value) upon settlement/vesting; the filing does not state settlement or vesting terms. This is an award grant (neither a buy nor a sale) and should be interpreted as compensation-related insider activity rather than an immediate market purchase or sale.

Insider Transaction Report

Form 4
Period: 2026-05-25
Horiuchi Yuko
See Remarks
Transactions
  • Award

    Restricted Stock Units

    [F1][F2]
    2026-05-25+7005,400 total
    From: 2027-04-01Common stock (700 underlying)
  • Award

    Restricted Stock Units

    [F1][F2]
    2026-05-25+7006,100 total
    From: 2028-04-01Common stock (700 underlying)
  • Award

    Restricted Stock Units

    [F1][F2]
    2026-05-25+6006,700 total
    From: 2029-04-01Common stock (600 underlying)
Holdings
  • Common Stock

    18,448
Footnotes (2)
  • [F1]Each Restricted Stock Unit represents the right to receive one share of Common Stock.
  • [F2]No separate Expiration Date.
Signature
/s/ Takashi Futaki, as Attorney-in-fact|2026-05-25

Documents

1 file
  • 4
    ownership.xmlPrimary

    4