Horiuchi Yuko 4
4 · NOMURA HOLDINGS INC · Filed May 27, 2026
Research Summary
AI-generated summary of this filing
Nomura (NMR) Group Finance's Yuko Horiuchi Receives RSU Award
What Happened
- Yuko Horiuchi (Group Finance) received a grant of restricted stock units (RSUs) totaling 2,000 units on May 25, 2026. The filing shows three awards: 700 RSUs, 700 RSUs, and 600 RSUs, each reported at $0.00 acquisition price (derivative securities).
Key Details
- Transaction date: 2026-05-25 (Form 4 filed 2026-05-27; filing appears timely).
- Grants reported: 700 RSUs @ $0.00; 700 RSUs @ $0.00; 600 RSUs @ $0.00 — total 2,000 RSUs.
- Shares owned after transaction: not disclosed in this filing.
- Footnotes: F1 — each Restricted Stock Unit represents the right to receive one share of common stock; F2 — no separate expiration date noted.
- Transaction code: A (award/grant); these are derivative awards, not open-market purchases or sales.
Context
- RSUs are awards that give the holder the right to receive shares (or their cash value) upon settlement/vesting; the filing does not state settlement or vesting terms. This is an award grant (neither a buy nor a sale) and should be interpreted as compensation-related insider activity rather than an immediate market purchase or sale.
Insider Transaction Report
Form 4
Horiuchi Yuko
See Remarks
Transactions
- Award
Restricted Stock Units
[F1][F2]2026-05-25+700→ 5,400 totalFrom: 2027-04-01→ Common stock (700 underlying) - Award
Restricted Stock Units
[F1][F2]2026-05-25+700→ 6,100 totalFrom: 2028-04-01→ Common stock (700 underlying) - Award
Restricted Stock Units
[F1][F2]2026-05-25+600→ 6,700 totalFrom: 2029-04-01→ Common stock (600 underlying)
Holdings
- 18,448
Common Stock
Footnotes (2)
- [F1]Each Restricted Stock Unit represents the right to receive one share of Common Stock.
- [F2]No separate Expiration Date.
Signature
/s/ Takashi Futaki, as Attorney-in-fact|2026-05-25