Goto Masahiro 4

What Happened
Goto Masahiro, Head of Executive Management Headquarters at Nomura Holdings (NMR), received three awards of 12,100 restricted stock units (RSUs) each on May 25, 2026 — a total of 36,300 RSUs. Each RSU represents the right to receive one share of common stock; the awards are recorded at $0.00 per unit on the Form 4 because they are grants (transaction code A), not open-market purchases.

Key Details

• Transaction date: 2026-05-25 (reported on Form 4 filed 2026-05-27). The filing appears timely (within the usual two-business-day window).
• Awards: 3 grants × 12,100 RSUs = 36,300 RSUs; reported price per unit: $0.00 (award/grant).
• Security type: Derivative (RSUs). Footnote F1: each RSU = right to one share of common stock. Footnote F2: no separate expiration date.
• Shares owned after transaction: Not specified in the provided filing details.
• Transaction code: A = grant/award. This is compensation, not a purchase or sale.

Context
RSUs are a form of equity compensation that convert into common shares (typically upon vesting); they do not represent immediate open-market buying or selling. Such awards are commonly used for retention and executive compensation and do not, by themselves, signal an insider buying or selling stock in the market.