CNH Industrial N.V.·4

May 27, 2:42 PM ET

Nickolas James AJ 4

4 · CNH Industrial N.V. · Filed May 27, 2026

Research Summary

AI-generated summary of this filing

Updated

CNH Industrial CFO Nickolas James AJ Receives RSU Award

What Happened
Nickolas James AJ, Chief Financial Officer of CNH Industrial N.V. (CNH), received a grant of 95,863 restricted share units (RSUs) on May 26, 2026. The award is reported as a derivative grant at $0.00 per share (typical for RSU compensation), so no cash changed hands at grant. These RSUs convert one-for-one into common shares upon vesting and are scheduled to vest on February 28, 2029.

Key Details

  • Transaction date: May 26, 2026; filing date: May 27, 2026 (timely).
  • Transaction type/code: Grant/Award (derivative) — reported as 95,863 shares @ $0.00.
  • Vesting: New RSUs vest on Feb 28, 2029 (Footnote F2). RSUs convert one-for-one to common shares (Footnote F1).
  • Prior grants: On May 16, 2025 AJ received 744,567 RSUs; 183,673 of those vested on May 4, 2026, with remaining tranches vesting in 2027, 2028 and 2030 (Footnote F3).
  • Shares owned after transaction: The filing does not state a total post-transaction share count. Total RSUs granted to date = 744,567 (prior) + 95,863 (new) = 840,430, of which at least 183,673 have already vested into shares.

Context
RSU grants are compensation, not open-market purchases or sales, and represent future stock delivery subject to vesting conditions. They do not by themselves indicate an immediate bullish or bearish insider view — they reflect pay package timing and retention incentives. This filing reports a standard time-based RSU award and was filed promptly the next day.

Insider Transaction Report

Form 4
Period: 2026-05-26
Nickolas James AJ
Chief Financial Officer
Transactions
  • Award

    Restricted Share Units

    [F1][F2][F3]
    2026-05-26+95,863656,757 total
    Common Shares (95,863 underlying)
Footnotes (3)
  • [F1]Restricted share units ("RSUs") convert into common shares on a one-for-one basis.
  • [F2]On May 26, 2026 the Reporting Person was granted 95,863 RSUs vesting on February 28, 2029.
  • [F3]As previously reported, on May 16, 2025, the Reporting Person was granted 744,567 RSUs, 183,673 of which previously vested on May 4, 2026, 183,674 of which vest on April 30, 2027; 83,342 of which vest on May 10, 2028; and 293,878 of which vest on May 10, 2030.
Signature
/s/ Eric Mathison, attorney-in-fact|2026-05-27

Documents

1 file
  • 4
    ownership.xmlPrimary

    4