Sotera Health Co·4

May 27, 5:28 PM ET

Neary James 4

4 · Sotera Health Co · Filed May 27, 2026

Research Summary

AI-generated summary of this filing

Updated

Sotera Health (SHC) Director James Neary Receives RSU Award

What Happened
James Neary, a non-employee director of Sotera Health Co. (SHC), was granted 14,970 restricted stock units (RSUs) on May 22, 2026. The RSUs were issued at $0.00 (no cash purchase) and represent the right to receive one share of Common Stock per RSU upon vesting. Total immediate dollar value reported for the grant is $0.

Key Details

  • Transaction date: May 22, 2026 — Grant (code A) of 14,970 RSUs at $0.00.
  • Vesting: RSUs vest in full on the earlier of (i) the first anniversary of the grant or (ii) the date immediately prior to the issuer’s next regular annual shareholders meeting, subject to continued service as a non-employee director.
  • Holdings after transaction: 14,970 RSUs plus 80,961 shares of common stock reported (totaling 95,931 securities per filing footnote).
  • Filing: Form 4 filed May 27, 2026 for the May 22 transaction — this appears to be one business day late (Form 4s are generally due within two business days).
  • Administrative note: Power of Attorney for Mr. Neary was previously filed on the Form 3 (Nov 20, 2020) and is incorporated by reference.

Context
This was an equity award (grant) rather than a purchase or sale. RSU grants are common for directors as compensation and do not require cash outlay; they only convert to shares if and when they vest. Such awards are routine corporate compensation and do not by themselves indicate a buy/sell decision by the insider.

Insider Transaction Report

Form 4
Period: 2026-05-22
Neary James
Director
Transactions
  • Award

    Common Stock, $0.01 par value per share ("Common Stock")

    [F1][F2]
    2026-05-22+14,97095,751 total
Footnotes (2)
  • [F1]These securities consist of 14,970 restricted stock units ("RSUs") that were granted on May 22, 2026, pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incenctive Plan. Each RSU represents the Reporting Person's right to receive one share of Common Stock, subject to vesting conditions. The RSUs will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service as a non-employee director of the Issuer through such date.
  • [F2]These securities consist of 14,970 RSUs and 80,961 shares of Common Stock.
Signature
Matthew J. Klaben, Attorney-in-Fact|2026-05-27

Documents

1 file
  • 4
    ownership.xmlPrimary

    4