HANMI FINANCIAL CORP·4

May 28, 8:37 PM ET

Lee Gloria J 4

4 · HANMI FINANCIAL CORP · Filed May 28, 2026

Research Summary

AI-generated summary of this filing

Updated

Hanmi Financial (HAFC) Director Gloria J. Lee Receives 2,298-Share Award

What Happened Gloria J. Lee, a director of Hanmi Financial Corp. (HAFC), received a grant of 2,298 restricted shares on May 27, 2026. The Form 4 reports an acquisition at $0.00 per share (total $0) under an equity award rather than a cash purchase or sale. This is a compensation grant, not an open-market purchase or sale.

Key Details

  • Transaction date and type: 2026-05-27 — Award/Grant (code A) of 2,298 shares at $0.00.
  • Report filed: Accession 0001193125-26-245857, filed on 2026-05-28 (timely filing within required window).
  • Vesting and plan: Restricted stock issued under the 2021 Equity Compensation Plan; shares vest on May 26, 2027 (Footnote F1).
  • Shares owned after transaction: not specified in the filing.
  • No indication of tax withholding, 10b5-1 plan, or cashless sale in this filing.

Context Restricted stock grants are standard executive/director compensation and typically vest over time; they do not represent an outlay of cash by the insider at grant and can be forfeited if vesting conditions aren't met. Such awards are informative about compensation but do not by themselves indicate a buy or sell decision in the market.

Insider Transaction Report

Form 4
Period: 2026-05-27
Lee Gloria J
Director
Transactions
  • Award

    Common Stock

    [F1]
    2026-05-27+2,29815,715 total
Footnotes (1)
  • [F1]Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027.
Signature
/s/ Gloria Lee|2026-05-28

Documents

1 file
  • 4
    ownership.xmlPrimary

    4