Alibaba Group Holding Ltd·4

Jun 2, 6:27 AM ET

Yu Siying 4

4 · Alibaba Group Holding Ltd · Filed Jun 2, 2026

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Alibaba (BABA) General Counsel Yu Siying Receives 120,000 RSU Award

What Happened Yu Siying, General Counsel of Alibaba Group Holding Ltd (BABA), received an award of 120,000 restricted share units (RSUs) on May 29, 2026. The RSUs are derivative awards (no cash paid at grant, reported at $0.00) that represent contingent rights to ordinary shares rather than an immediate stock purchase.

Key Details

  • Transaction type/code: Award/Grant (A) of 120,000 RSUs on 2026-05-29; reported filing accession 0001193125-26-252417 (filed 2026-06-02).
  • Price: $0.00 per unit (no cash exchanged at grant).
  • Footnote F1: Each restricted share unit represents a contingent right to receive one ordinary share.
  • Footnote F2: The award vests in sixteen equal quarterly installments beginning June 25, 2026 (outstanding unvested portion reflected).
  • Shares owned after transaction: not specified in this filing.
  • Timeliness: Transaction dated May 29, 2026 and filed June 2, 2026 (no late-filing indication in the report).

Context RSUs are a common form of compensation for executives; they do not convey shares immediately and only convert to ordinary shares as they vest per the schedule above. This grant is a compensation award, not a market purchase or sale, and therefore is informational about executive pay rather than a direct buy/sell signal.

Insider Transaction Report

Form 4
Period: 2026-05-29
Yu Siying
General Counsel
Transactions
  • Award

    Restricted Share Units

    [F1][F2]
    2026-05-29+120,000120,000 total
    Ordinary Shares (120,000 underlying)
Footnotes (2)
  • [F1]Each restricted share unit represents a contingent right to receive one ordinary share.
  • [F2]Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jun 25, 2026, subject to the terms and conditions of the underlying award agreement.
Signature
/s/ Kevin Jinwei Zhang, as Attorney-in-Fact for Siying Yu|2026-06-02

Documents

1 file
  • 4
    ownership.xmlPrimary

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