Xu Hong 4
4 · Alibaba Group Holding Ltd · Filed Jun 2, 2026
Research Summary
AI-generated summary of this filing
Alibaba (BABA) CFO Xu Hong Receives 160,000-Share Award
What Happened
- Xu Hong, Chief Financial Officer of Alibaba Group Holding Ltd (BABA), received an award of 160,000 restricted share units (RSUs) on May 29, 2026. The Form 4 reports the acquisition price as $0.00, reflecting a compensation grant (derivative award), not an open-market purchase or sale.
Key Details
- Transaction date: 2026-05-29; transaction type/code: A (award/grant).
- Quantity and price: 160,000 RSUs at $0.00 (no cash paid).
- Vesting: The RSUs represent contingent rights to ordinary shares and vest in 16 equal quarterly installments beginning June 25, 2026 (i.e., the outstanding unvested portion of the award).
- Shares owned after transaction: not specified in the filing.
- Filing: Form 4 filed 2026-06-02 (timely — within two business days of the transaction).
Context
- These RSUs are derivative awards: they do not convert into actual shares until they vest and any tax withholding is satisfied. Such grants are typically compensation/retention awards and do not, by themselves, signal an insider buying or selling stock.
Insider Transaction Report
Form 4
Xu Hong
Chief Financial Officer
Transactions
- Award
Restricted Share Units
[F1][F2]2026-05-29+160,000→ 160,000 total→ Ordinary Shares (160,000 underlying)
Footnotes (2)
- [F1]Each restricted share unit represents a contingent right to receive one ordinary share.
- [F2]Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jun 25, 2026, subject to the terms and conditions of the underlying award agreement.
Signature
/s/ Kevin Jinwei Zhang, as Attorney-in-Fact for Toby Hong Xu|2026-06-02