Heekin Geoffrey E. 4

4 · Shimmick Corp · Filed Jun 4, 2026

AI-generated summary of this filing

Updated Jun 4, 2026

Shimmick (SHIM) Director Geoffrey Heekin Receives RSU Award, Converts RSUs

What Happened

Geoffrey E. Heekin, a director of Shimmick Corp (SHIM), had 100,671 derivative awards converted into common stock on June 2, 2026 and was also granted 60,000 restricted stock units (RSUs) the same day. The Form 4 lists the conversion/acquisition and a simultaneous disposition of 100,671 shares; the reported dollar prices for these entries are $0 or N/A (typical for RSU conversions and certain net-settlement transactions).

Key Details

Transaction date: June 2, 2026; Form 4 filed June 4, 2026 (timely filing).
Converted/acquired: 100,671 shares via derivative conversion (transaction code M); price shown as N/A.
Disposed: 100,671 shares listed as disposed via derivative conversion (transaction code M); price shown $0.
Grant: 60,000 RSUs awarded (transaction code A) at $0.00 — these are derivative awards, not cash purchases.
Footnotes: RSUs convert one-for-one into common stock (F1). The 60,000 RSUs will vest and settle at the next annual stockholder meeting subject to continued service (F2). The 100,671 converted shares relate to an RSU grant made June 4, 2025 that vested/settled on the reported date (F3).
Shares owned after transaction: not specified in the provided filing.

Context

RSU grants and conversions are generally compensation events rather than open-market buys or sales. The $0/N/A prices and simultaneous conversion+disposition entries commonly reflect RSU vesting and net settlement or withholding for taxes rather than an open-market sale; the newly granted 60,000 RSUs will vest later and are not immediately tradable. This filing does not by itself indicate a purchase-driven bullish signal.

Form 4

Period: 2026-06-02

Director

Transactions

Exercise/Conversion
Common Stock, par value $0.01 per share
[F1]
2026-06-02+100,671→ 209,449 total
Award
Restricted Stock Units
[F1][F2]
2026-06-02+60,000→ 60,000 total
→ Common Stock, par value $0.01 per share (60,000 underlying)
Exercise/Conversion
Restricted Stock Units
[F1][F3]
2026-06-02−100,671→ 0 total
→ Common Stock, par value $0.01 per share (100,671 underlying)

Footnotes (3)

[F1]RSUs convert into common stock on a one-for-one basis
[F2]The RSUs will vest in full and settle into shares of common stock on the date of the next annual meeting of the Issuer's stockholders, subject to Reporting Perons's continued service through such date.
[F3]On June 4, 2025, the Reporting Person was granted 100,671 RSUs, vesting and settling upon the date of next annual meeting of the Issuer's stockholders, subject to Reporting Person's continued service through such date.

Signature

/s/ John Carpenter, Power of Attorney for Geoffrey E. Heekin|2026-06-04

1 file