STIFEL FINANCIAL CORP·4

Jun 8, 5:12 PM ET

PEACOCK DAVID A 4

4 · STIFEL FINANCIAL CORP · Filed Jun 8, 2026

Research Summary

AI-generated summary of this filing

Updated

Stifel (SF) Director David Peacock Exercises 2,812 Units

What Happened

  • David A. Peacock, a director of Stifel Financial Corp. (SF), reported the exercise/conversion of 2,812 derivative units on June 4, 2026. The Form 4 shows 2,812 units acquired and 2,812 derivative units disposed, both reported at $0.00, indicating a conversion-type transaction rather than a cash purchase or sale.

Key Details

  • Transaction date: 2026-06-04; Form 4 filed: 2026-06-08 (timely within the two-business-day filing window).
  • Reported price/value: $0.00 for both the acquired and disposed derivative items (no cash paid or received per the filing).
  • Shares owned after the transaction: not specified in the provided summary.
  • Footnotes: (F1) totals adjusted for 3-for-2 stock split payable Feb 26, 2026; (F2) units were currently exercisable; (F3) the units have no expiration date.
  • Transaction code: M (exercise or conversion of derivative securities).

Context

  • For retail investors: code M transactions typically mean options/units were exercised or converted into common stock or units; a $0.00 price usually reflects a non‑cash conversion (e.g., conversion of outstanding units or settlement mechanics), not an open‑market buy or sale. This filing does not by itself indicate a purchase-driven bullish signal or a routine sale — it documents a conversion event.

Insider Transaction Report

Form 4
Period: 2026-06-04
Transactions
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-06-04+2,81213,764 total(indirect: By Trust)
  • Exercise/Conversion

    Phantom Stock Units

    [F2][F3]
    2026-06-042,8120 total
    Exercise: $0.00Common Stock (2,812 underlying)
Footnotes (3)
  • [F1]This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.
  • [F2]Currently exercisable.
  • [F3]No expiration date for these Units
Signature
/s/ David Peacock|2026-06-08

Documents

1 file
  • 4
    ownership.xmlPrimary

    4