FIRST CITIZENS BANCSHARES INC /DE/·4

Jun 8, 6:59 PM ET

HOLDING FRANK B JR 4

4 · FIRST CITIZENS BANCSHARES INC /DE/ · Filed Jun 8, 2026

Research Summary

AI-generated summary of this filing

Updated

First Citizens (FCNCA) 10% Owner Frank B. Holding Jr. Buys Shares

What Happened

  • Frank B. Holding Jr., reported as a 10% owner of First Citizens Bancshares, made multiple open‑market/private purchases (transaction code P) on June 4–5, 2026.
  • He acquired a total of 553 shares across multiple trades at prices ranging roughly from $1,743.80 to $1,853.92 per share, for an aggregate cost of approximately $1,002,336. This is a net purchase (company stock bought), which investors often view as a positive sign, though no motive is stated.

Key Details

  • Transaction dates: 2026-06-04 and 2026-06-05; filing date (Form 4): 2026-06-08 (filed within required reporting window).
  • Total shares purchased: 553; total reported spending: ~$1,002,336.
  • Per‑trade examples (price × shares): 25 @ $1,794.99; 150 @ $1,840.00; 96 @ $1,800.00; 61 @ $1,798.99; several smaller lots at various prices.
  • Notable footnotes: F1–F4 note weighted‑average pricing for certain lots and give price ranges for those batches (e.g., $1,798.99–$1,799.00; $1,799.99–$1,800.00; $1,808.08–$1,808.09; $1,851.79–$1,852.00). F5 states the reporting person disclaims beneficial ownership of these securities.
  • Shares owned after the transactions are not specified in the provided excerpt of the filing.

Context

  • As a reported 10% owner, Holding is a Section 16 insider; his purchases must be reported on Form 4. Purchases by large owners are informative but do not, by themselves, explain intent or future company prospects. The F5 disclaimer may indicate the shares are held by an entity or otherwise not beneficially owned by the reporting person.

Insider Transaction Report

Form 4
Period: 2026-06-04
HOLDING FRANK B JR
DirectorChairman and CEO10% Owner
Transactions
  • Purchase

    Class B Common

    2026-06-04$1794.99/sh+25$44,87563,572 total
  • Purchase

    Class B Common

    2026-06-05$1743.80/sh+50$87,19063,622 total
  • Purchase

    Class B Common

    2026-06-05$1750.00/sh+15$26,25063,637 total
  • Purchase

    Class B Common

    2026-06-05$1765.00/sh+15$26,47563,652 total
  • Purchase

    Class B Common

    2026-06-05$1790.00/sh+1$1,79063,653 total
  • Purchase

    Class B Common

    2026-06-05$1795.12/sh+11$19,74663,664 total
  • Purchase

    Class B Common

    [F1]
    2026-06-05$1798.99/sh+61$109,73863,725 total
  • Purchase

    Class B Common

    [F2]
    2026-06-05$1800.00/sh+96$172,80063,821 total
  • Purchase

    Class B Common

    [F3]
    2026-06-05$1808.09/sh+2$3,61663,823 total
  • Purchase

    Class B Common

    2026-06-05$1810.00/sh+15$27,15063,838 total
  • Purchase

    Class B Common

    2026-06-05$1836.13/sh+50$91,80763,888 total
  • Purchase

    Class B Common

    2026-06-05$1840.00/sh+150$276,00064,038 total
  • Purchase

    Class B Common

    [F4]
    2026-06-05$1851.81/sh+21$38,88864,059 total
  • Purchase

    Class B Common

    2026-06-05$1853.92/sh+41$76,01164,100 total
Holdings
  • Class A Common

    206,942
  • Class A Common

    (indirect: By Trust)
    11,140
  • Class A Common

    [F5]
    (indirect: By Spouse)
    3,728
  • Class A Common

    [F5]
    (indirect: As custodian for James Freeman Bailey, Jr.)
    3,416
  • Class A Common

    [F5]
    (indirect: As custodian for Royall Holding Bailey)
    1,591
  • Class A Common

    [F5]
    (indirect: As custodian for Jones Powell Bailey)
    317
  • Class A Common

    (indirect: Frank B. Holding Jr. 2025 #1 GRAT)
    95,829
  • Class A Common

    (indirect: Frank B. Holding Jr. 2025 #2 GRAT)
    106,000
  • Class A Common

    [F5]
    (indirect: By Trust)
    115,000
  • Class B Common

    (indirect: By Trust)
    2,527
  • Class B Common

    [F5]
    (indirect: By Spouse)
    9,160
  • Class B Common

    [F5]
    (indirect: As custodian for James Freeman Bailey, Jr.)
    4,957
  • Class B Common

    [F5]
    (indirect: As custodian for Royall Holding Bailey)
    4,800
  • Class B Common

    [F5]
    (indirect: As custodian for Jones Powell Bailey)
    5,158
  • Class B Common

    (indirect: Frank B. Holding Jr. 2025 #2 GRAT)
    9,780
  • Class B Common

    [F5]
    (indirect: By Trust)
    24,300
Footnotes (5)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1,798.99 to $1,799.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1,799.99 to $1,800.00, inclusive.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1,808.08 to $1,808.09, inclusive.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1,851.79 to $1,852.00, inclusive.
  • [F5]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Signature
Frank B. Holding, Jr., By: E. Knox Proctor V, Attorney-in-fact|2026-06-08

Documents

1 file
  • 4
    ownership.xmlPrimary

    4