STIFEL FINANCIAL CORP 8-K

What Happened

• Stifel Financial Corp. filed an 8‑K on June 9, 2026 reporting that shareholders approved amendments to the Stifel Financial Corp. 2001 Incentive Stock Plan (2018 Restatement). The material terms of the amended Plan were summarized in the company’s Definitive Proxy Statement on Schedule 14A filed April 29, 2026.
• The filing also reports corporate governance updates under Items 5.02 and 5.03 and includes a First Amendment to the Second Restated Certificate of Incorporation dated June 9, 2026 (filed as Exhibit 3.1). The amended Incentive Stock Plan, as amended through June 2026, is attached as Exhibit 10.1 and is incorporated by reference.

Key Details

• Shareholder vote and related amendments occurred on June 9, 2026.
• Proxy with material terms of the Plan was filed April 29, 2026.
• Exhibit 3.1: First Amendment to the Second Restated Certificate of Incorporation (dated June 9, 2026).
• Exhibit 10.1: Stifel Financial Corp. 2001 Incentive Stock Plan (2018 Restatement), amended through June 2026 (full text attached).

Why It Matters

• Changes to the company’s incentive stock plan and corporate certificate affect equity compensation and governance terms that apply to employees, directors and executives. Investors should review the attached Plan (Exhibit 10.1) and the charter amendment (Exhibit 3.1) for specifics on award terms, share authorization effects and any governance changes.
• The proxy filing (April 29, 2026) contains the summary of material terms; the full exhibits in the 8‑K provide the authoritative text investors may use to assess potential dilution, compensation policy changes, or corporate structure updates.