Axsome Therapeutics, Inc.·4

Jun 9, 5:16 PM ET

Saad Mark E 4

4 · Axsome Therapeutics, Inc. · Filed Jun 9, 2026

Research Summary

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Axsome (AXSM) Director Mark E. Saad Receives RSU Award

What Happened
Mark E. Saad, a director of Axsome Therapeutics (AXSM), received an award of 1,721 restricted stock units (RSUs) on June 5, 2026. The Form 4 reports the acquisition as a derivative award at $0.00 per unit (code A). The RSUs represent contingent rights to receive one share of common stock per RSU and have no immediate cash cost to the insider.

Key Details

  • Transaction date: 2026-06-05 (reported on Form 4 filed 2026-06-09).
  • Security/details: 1,721 RSUs granted (derivative award) at $0.00 per unit.
  • Vesting: RSUs vest in full on the one-year anniversary of the grant (per footnote).
  • Shares owned after transaction: Not specified in the provided filing.
  • Timeliness: Form 4 was filed on 2026-06-09, within the SEC’s standard two-business-day reporting window for insider transactions (timely).
  • Transaction code: A = Award/Grant.

Context
RSUs are a form of equity compensation that convert into shares only when vested; this grant does not represent an immediate open-market purchase or sale. Grants to directors are common as compensation and do not, by themselves, signal a buy or sell decision until vested or sold.

Insider Transaction Report

Form 4
Period: 2026-06-05
Saad Mark E
Director
Transactions
  • Award

    Restricted Stock Units

    [F1][F2]
    2026-06-05+1,7211,721 total
    Common Stock (1,721 underlying)
Footnotes (2)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
  • [F2]The RSUs vest in full on the one-year anniversary of the date of grant.
Signature
/s/ Nick Pizzie, Attorney-in-Fact|2026-06-09

Documents

1 file
  • 4
    ownership.xmlPrimary

    4