STIFEL FINANCIAL CORP·4

Jun 11, 4:20 PM ET

PEACOCK DAVID A 4

4 · STIFEL FINANCIAL CORP · Filed Jun 11, 2026

Research Summary

AI-generated summary of this filing

Updated

Stifel Financial (SF) Director David A. Peacock Receives Award

What Happened

  • David A. Peacock, a director of Stifel Financial Corp (SF), was granted 2,450 derivative equity units on June 9, 2026. The award is reported at $71.40 per unit, for a total reported value of $174,930. This is an award/grant (Form 4 transaction code A), not an open‑market purchase or sale.

Key Details

  • Transaction date: 2026-06-09; Filing date (Form 4): 2026-06-11 (filed timely).
  • Grant details: 2,450 units at $71.40 per unit; total reported value $174,930.
  • Security type: Derivative equity units (award/grant). Transaction code: A.
  • Vesting/expiration: Units vest quarterly over one year (footnote F1). Footnote F2 notes there is no expiration date for these units.
  • Shares owned after transaction: Not specified in the provided filing excerpt.

Context

  • This was an equity award to a director rather than a market purchase or sale. Awards that vest over time are typically part of compensation/retention programs; they are not immediate cash sales and should be viewed as compensation rather than direct buying pressure.
  • No 10b5‑1 plan, tax withholding, or late‑filing flags are noted in the provided details.

Insider Transaction Report

Form 4
Period: 2026-06-09
Transactions
  • Award

    Phantom Stock Units

    [F1][F2]
    2026-06-09$71.40/sh+2,450$174,9302,450 total
    Exercise: $0.00Common Stock (2,450 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    13,764
Footnotes (2)
  • [F1]Units vest quarterly over a one year period.
  • [F2]No expiration date for these Units
Signature
/s/ David Peacock|2026-06-11

Documents

1 file
  • 4
    ownership.xmlPrimary

    4