Axsome Therapeutics, Inc.·4

Jun 11, 8:34 PM ET

JEFFS ROGER 4

4 · Axsome Therapeutics, Inc. · Filed Jun 11, 2026

Research Summary

AI-generated summary of this filing

Updated

Axsome (AXSM) Director Roger Jeffs Sells Shares

What Happened Roger Jeffs, a director of Axsome Therapeutics (NASDAQ: AXSM), sold a total of 572 shares in two open‑market transactions. On 2026-06-10 he sold 286 shares at $246.18 for $70,407, and on 2026-06-11 he sold 286 shares at $249.12 for $71,248, for combined proceeds of approximately $141,655. These were sales (dispositions), not purchases.

Key Details

  • Transactions: Open‑market sales (S) of 286 shares on 2026-06-10 at $246.18 ($70,407) and 286 shares on 2026-06-11 at $249.12 ($71,248).
  • Total: 572 shares sold for ~ $141,655.
  • Footnotes: (F1) Trades executed under a pre‑approved 10b5‑1 plan, which is now completed; (F2) shares sold to cover taxes from RSUs granted June 6, 2025.
  • Shares owned after transaction: Not disclosed in the provided filing.
  • Filing: Form 4 filed 2026-06-11 (covers transactions on 6/10 and 6/11); filing appears timely.

Context Sales executed under a pre‑existing 10b5‑1 plan and those to cover tax withholding on RSU settlements are common and often routine. Such transactions do not necessarily indicate a change in the insider’s view of the company. For investors, purchases by insiders tend to be more informative about confidence than routine sales.

Insider Transaction Report

Form 4
Period: 2026-06-10
JEFFS ROGER
Director
Transactions
  • Sale

    Common Stock

    [F1][F2]
    2026-06-10$246.18/sh286$70,40758,653 total
  • Sale

    Common Stock

    [F1][F2]
    2026-06-11$249.12/sh286$71,24858,367 total
Footnotes (2)
  • [F1]Such transaction was pursuant to a pre-approved 10b5-1 plan, which has now been completed.
  • [F2]These shares were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on June 6, 2025.
Signature
/s/ Nick Pizzie, Attorney-in-Fact|2026-06-11

Documents

1 file
  • 4
    ownership.xmlPrimary

    4