Arem Kimberly Alison 4

What Happened

• Arem Kimberly Alison, a director of GAIA, Inc. (GAIA), was granted 6,762 restricted stock units (RSUs) on April 23, 2026. The RSUs are recorded at $0.00 per unit (no cash paid at grant) and are a derivative award representing the right to receive shares in the future upon vesting.

Key Details

• Transaction date: 2026-04-23; transaction type: Award/Grant (code A); 6,762 RSUs granted at $0.00 (derivative).
• RSU meaning: Each RSU represents a contingent right to receive one share of GAIA Class A common stock (footnote F1).
• Vesting/settlement: RSUs vest on the date of the issuer's 2027 annual shareholder meeting and will be settled within 60 days after vesting (footnote F2).
• Shares owned after transaction: Not specified in the filing.
• Filing timeliness: The Form 4 was filed on 2026-06-15 for a 2026-04-23 transaction (filed well after the typical two-business-day window).

Context

• RSUs are a form of equity compensation for executives and directors; they do not convert into actual shares until they vest, so this grant does not represent immediate ownership or a market buy/sell.
• Awards to directors are routine corporate compensation and should be interpreted as compensation rather than a direct bullish or bearish trade signal.