Maleki Andrew Pedrum 4

What Happened
Andrew Pedrum Maleki, Chief Financial Officer of Surrozen, acquired 607 shares of Surrozen (SRZN) on June 15, 2026. The shares were purchased at $19.01 per share for a total value of $11,539. This was an acquisition under the company’s 2021 Employee Stock Purchase Plan (ESPP), i.e., a purchase rather than a sale.

Key Details

• Transaction date: 2026-06-15
• Price: $19.01 per share; Shares acquired: 607; Total value: $11,539
• Plan: Surrozen, Inc. 2021 Employee Stock Purchase Plan (ESPP)
• Footnote: Reporting person states these shares are being reported voluntarily and were exempt under Rule 16b-3(c) and 16b-3(d) (standard Section 16 exemptions for employee plan transactions).
• Shares owned after the transaction: Not disclosed in this filing.
• Filing date / timeliness: Reported on 2026-06-16 (filed the day after the transaction).

Context
An ESPP purchase is a routine way employees acquire company stock (often via payroll deductions or periodic plan purchases). This transaction is a straightforward purchase (not an option exercise or sale) and is relatively small ($11.5k), which is common for employee plan activity. The Rule 16b-3 exemption noted means the transaction fits the standard employee-plan exemptions under Section 16; it does not by itself indicate insider sentiment.