Apollomics Inc.·4

Jun 16, 5:09 PM ET

CHU YI-AN 4

4 · Apollomics Inc. · Filed Jun 16, 2026

Research Summary

AI-generated summary of this filing

Updated

Apollomics (APLM) Director Chu Yi-An Receives 500 RSU Shares

What Happened Chu Yi-An, a director of Apollomics Inc. (APLM), had 500 restricted stock units (RSUs) vest and convert into 500 Class A ordinary shares on June 15, 2026. The Form 4 shows an exercise/conversion of derivative (code M) recording 500 shares acquired at $0.00 and a related 500-share derivative disposition at $0.00 — this reflects the vesting/conversion of RSUs rather than a purchase or open‑market sale. No cash was reported as exchanged in this transaction.

Key Details

  • Transaction date: June 15, 2026; Form 4 filed June 16, 2026 (timely filing).
  • Transaction type/code: Exercise/conversion of derivative (M) representing RSU vesting.
  • Shares: 500 RSUs vested and converted to 500 Class A shares; amounts recorded at $0.00.
  • Shares owned after transaction: not disclosed in the information provided.
  • Footnotes: F1 — each RSU converts to one Class A Ordinary Share; F2 — these RSUs were part of an earlier grant (reported on Form 3) with scheduled vesting (500 vested Feb 9, 2026; 500 vested Mar 15, 2026; 500 vested Jun 15, 2026; 500 to vest Sep 15, 2026).
  • No explicit tax‑withholding or sale reported in the supplied data (common withholding would be shown with a different code).

Context This was a routine compensation vesting event (RSUs converting to shares), not an open‑market purchase or sale by the insider. Such vesting reflects previously granted equity compensation and should not be taken alone as a signal of the insider’s market view.

Insider Transaction Report

Form 4
Period: 2026-06-15
CHU YI-AN
Director
Transactions
  • Exercise/Conversion

    CLASS A ORDINARY SHARES

    2026-06-15+5001,500 total
  • Exercise/Conversion

    Restricted Stock Units

    [F1][F2]
    2026-06-15500500 total
    CLASS A ORDINARY SHARES (500 underlying)
Footnotes (2)
  • [F1]Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share
  • [F2]RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 14, 2026. Of the initial RSU grant, 500 shares vested on each of February 9, 2026, March 15, 2026, and June 15, 2026 and an additional 500 shares will vest on September 15, 2026. This transaction represents the vesting of 500 RSUs on June 15, 2026.
Signature
/s/ Alison M. Pear, Attorney-In-Fact|2026-06-16

Documents

1 file
  • 4
    ownership.xmlPrimary

    4