Chen Hung-Wen 4

4 · Apollomics Inc. · Filed Jun 16, 2026

AI-generated summary of this filing

Updated Jun 16, 2026

Apollomics (APLM) CEO Chen Hung‑Wen Receives 5,000 Shares (Vested RSUs)

What Happened

Chen Hung‑Wen, CEO of Apollomics Inc., recorded the vesting/conversion of 5,000 restricted stock units (RSUs) on June 15, 2026. The filing shows an exercise/conversion of a derivative (code M): 5,000 shares acquired at $0.00 and a corresponding 5,000-share derivative disposition at $0.00. This reflects the conversion/vesting of RSUs into ordinary shares rather than an open‑market purchase or sale. No cash payment was reported for the shares.

Key Details

Transaction date: June 15, 2026; Form 4 filed June 16, 2026 (timely filing).
Reported entries: 5,000 shares acquired (conversion of derivative) @ $0.00; 5,000 derivative shares disposed @ $0.00 (represents conversion of the RSU).
Shares owned after transaction: not specified in this report.
Footnotes of note:
- F2: Each RSU equals a contingent right to one Class A Ordinary Share.
- F3: This represents the vesting of 5,000 RSUs on June 15, 2026 (part of an earlier RSU grant with additional vesting dates).
- F1: Mr. Chen is sole director/shareholder of King Regent Management Limited and may be deemed beneficial owner of shares held by that entity (he disclaims beneficial ownership except to his pecuniary interest).
No sale or cashless exercise was reported; no explicit tax‑withholding disposition noted.

Context

This is a routine vesting/conversion of equity compensation (RSUs) to common shares. Such transactions are standard compensation events and do not, by themselves, indicate a purchase or sale intent. The filing shows conversion of derivative securities (code M) rather than an open‑market trade.

Form 4

Period: 2026-06-15

DirectorChief Executive Officer

Transactions

Exercise/Conversion
CLASS A ORDINARY SHARES
2026-06-15+5,000→ 148,334 total
Exercise/Conversion
Restricted Stock Units
[F2][F3]
2026-06-15−5,000→ 5,000 total
→ CLASS A ORDINARY SHARES (5,000 underlying)

Holdings

CLASS A ORDINARY SHARES
[F1]
(indirect: Through King Regent Management Limited)
763,028

Footnotes (3)

[F1]The reporting person is the sole director and shareholder of King Regent Management Limited and has voting and dispositive power over the shares held by King Regent Management Limited. Accordingly, Mr. Chen may be deemed to be the beneficial owner of such shares. Mr. Chen disclaims beneficial ownership of the securities held by King Regent Management Limited, except to the extent of his pecuniary interest therein.
[F2]Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share.
[F3]RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 14, 2026. Of the initial RSU grant, 5,000 shares vested on each of February 9, 2026, March 15, 2026 and June 15, 2026, and an additional 5,000 shares will vest on September 15, 2026. This transaction represents the vesting of 5,000 RSUs on June 15, 2026.

Signature

/s/ Alison M. Pear, Attorney-In-Fact|2026-06-16

1 file