Moelis & Co·4

Jun 23, 5:50 PM ET

Shropshire Kenneth 4

4 · Moelis & Co · Filed Jun 23, 2026

Research Summary

AI-generated summary of this filing

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Moelis (MC) Director Kenneth Shropshire Receives 39.10 RSU Award

What Happened Kenneth Shropshire, a director of Moelis & Co. (MC), was granted a total of 39.10 restricted stock units (RSUs) on 2026-06-18 via three award entries: 21.03 RSUs, 17.55 RSUs and 0.52 RSUs. These were reported as awards (code A) with no per-share cash price (N/A) because they are equity compensation rather than market purchases. RSUs represent the right to receive one share of Class A common stock upon vesting.

Key Details

  • Transaction date: 2026-06-18; Form 4 filed: 2026-06-23 (SEC Accession 0001193125-26-279854).
  • Awarded amounts: 21.03 RSUs, 17.55 RSUs, 0.52 RSUs — total 39.10 RSUs. No purchase price reported (N/A) because these are grants.
  • Shares owned after transaction: not disclosed in this filing.
  • Footnotes:
    • F1: Each RSU = right to one share of Class A common stock.
    • F2–F4: These awards include dividend-equivalent RSUs that will vest concurrently with the holder’s underlying Annual and Elective RSUs issued July 1, 2024 and July 1, 2025.
  • Timeliness: Filed five calendar days after the transaction (filed 6/23 for a 6/18 transaction); Form 4s are generally due within two business days, so this filing was submitted after the typical deadline.

Context These awards are compensation-based RSU grants (not open-market purchases or sales) and generally reflect equity compensation or dividend-equivalent adjustments rather than a direct buy/sell signal. Dividend-equivalent RSUs simply track additional shares payable alongside the underlying RSUs and will vest on the same schedule as those underlying grants.

Insider Transaction Report

Form 4
Period: 2026-06-18
Transactions
  • Award

    2024 Annual Restricted Stock Units

    [F1][F2]
    2026-06-18+21.032,194.94 total
  • Award

    2025 Annual Restricted Stock Units

    [F1][F3]
    2026-06-18+17.551,831.67 total
  • Award

    2025 Elective Restricted Stock Units

    [F1][F4]
    2026-06-18+0.5254.09 total
Footnotes (4)
  • [F1]Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.
  • [F2]2024 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2024. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
  • [F3]2025 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2025. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
  • [F4]2025 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2025. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.
Signature
/s/ Osamu Watanabe as attorney-in-fact for Kenneth Shropshire|2026-06-23

Documents

1 file
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    ownership.xmlPrimary

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