UP Fintech Holding Ltd·4

Jun 29, 6:29 AM ET

LIU JIAN 4

4 · UP Fintech Holding Ltd · Filed Jun 29, 2026

Research Summary

AI-generated summary of this filing

Updated

UP Fintech (TIGR) Director Liu Jian Sells 9,333 ADS

What Happened

  • Liu Jian, a director of UP Fintech Holding Ltd (TIGR), sold 9,333 American Depositary Shares (ADS) in an open‑market transaction on June 25, 2026.
  • The ADS were sold at $4.60 per ADS for a total of $42,932. This was a sale (not a purchase or exercise).

Key Details

  • Transaction date and price: 2026-06-25 — 9,333 ADS at $4.60 each.
  • Total proceeds: $42,932.
  • Post-transaction holdings: Not specified in the Form 4 filing.
  • Footnotes of note:
    • F1: Each ADS represents 15 Class A Ordinary Shares of the issuer (so underlying ordinary shares = ADS × 15).
    • F2: The reporting person holds 26,666 unvested restricted stock units granted March 19, 2026; none had vested as of this Form 4.
  • Filing timeliness: Form 4 was filed on 2026-06-29, within the standard SEC two‑business‑day reporting window (timely).

Context

  • The sale was an open‑market disposition. Sales by insiders can be routine (for liquidity, diversification, tax needs) and do not by themselves indicate the insider’s view of the company’s prospects.
  • Note the ADS/ordinary‑share conversion if you want to compare to underlying share counts (9,333 ADS = 139,995 Class A ordinary shares).

Insider Transaction Report

Form 4
Period: 2026-06-25
LIU JIAN
Director
Transactions
  • Sale

    American Depositary Shares

    [F1][F2]
    2026-06-25$4.60/sh9,333$42,93262,665 total
Footnotes (2)
  • [F1]Each ADS represents 15 Class A Ordinary Shares of the Issuer.
  • [F2]Includes: 26,666 unvested restricted stock units granted to the Reporting Person on March 19, 2026, none of which have vested as of the date of this Form 4.
Signature
/s/Jian Liu|2026-06-29

Documents

1 file
  • 4
    ownership.xmlPrimary

    4