Ozaki Yukiko 4

What Happened
Ozaki Yukiko, Nomura Holdings Inc.'s Chief Human Resources Officer (CHRO) and Chief Health Officer (CHO), was granted 7.783 shares (reported as an acquisition, code A) on June 25, 2026. The filing shows an allocated price of $8.86 per share after currency conversion, for a total reported value of approximately $69.

Key Details

• Transaction date: 2026-06-25 — Grant/award (Form 4 code A).
• Reported price and conversion: $8.86 per share (U.S. dollar equivalent); total ≈ $69. Conversion used JPY161.82 = US$1 (MUFG Bank rate on the transaction date).
• Shares owned after transaction: Not reported in this filing.
• Filing date: 2026-06-29 — filed within the required reporting window (timely).
• Remarks: Ozaki is listed as CHRO and CHO. No 10b5-1, tax-withholding, or other special footnotes reported.

Context
This was a compensation award (not an open-market purchase or sale). Awards are typically part of executive pay or retention plans and do not necessarily signal buying or selling sentiment in the market. The dollar value here is small (~$69), likely reflecting a fractional-share allocation from an equity award.