Mobia Medical, Inc.·3

Jun 29, 7:43 PM ET

GPG SC, LLC 3

3 · Mobia Medical, Inc. · Filed Jun 29, 2026

Insider Transaction Report

Form 3
Period: 2026-05-07
Holdings
  • Series E-2 Preferred Stock

    [F1][F2][F10]
    (indirect: See Footnote)
    Common Stock (22,568 underlying)
  • Series F Preferred Stock

    [F1][F2][F10]
    (indirect: See Footnote)
    Common Stock (16,364 underlying)
  • Convertible Notes

    [F3][F2][F10]
    (indirect: See Footnote)
    Common Stock (8,333 underlying)
  • Series E-1 Preferred Stock

    [F1][F4][F10]
    (indirect: See Footnote)
    Common Stock (25,991 underlying)
  • Convertible Notes

    [F3][F4][F10]
    (indirect: See Footnote)
    Common Stock (20,833 underlying)
  • Convertible Notes

    [F3][F5][F10]
    (indirect: See Footnote)
    Common Stock (464,489 underlying)
  • Series B Preferred Stock

    [F1][F6][F10]
    (indirect: See Footnote)
    Common Stock (23,255 underlying)
  • Series B Preferred Warrant (right to buy)

    [F7][F6][F10]
    (indirect: See Footnote)
    Common Stock (23,255 underlying)
  • Series B Preferred Stock

    [F1][F8][F10]
    (indirect: See Footnote)
    Common Stock (26,988 underlying)
  • Convertible Notes

    [F3][F8][F10]
    (indirect: See Footnote)
    Common Stock (24,416 underlying)
  • Series E-1 Preferred Stock

    [F1][F9][F10]
    (indirect: See Footnote)
    Common Stock (311,112 underlying)
Footnotes (10)
  • [F1]Each share of Series B Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock will convert into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms.
  • [F10]Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of SC, WG, MTIF, Micro TI, Micro TI 2, and MTI 20. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of SC, WG, MTIF, Micro TI, Micro TI 2, and MTI 20, and as a result may be deemed to beneficially own such securities.
  • [F2]The securities are held by GPG SC, LLC ("SC").
  • [F3]The Convertible Notes will automatically convert into Common Stock immediately prior to the closing of the Offering. The conversion price is the lower of (a) 80% of the Offering price per share and (b) the valuation of the Issuer immediately prior to the closing of the Offering divided by the number of fully diluted shares of capital stock (on an as-converted basis) outstanding immediately prior to Offering, excluding the Convertible Notes.
  • [F4]The securities are held by GPG WG, LLC ("WG").
  • [F5]The securities are held by GPG MTIF, LLC ("MTIF").
  • [F6]The securities are held by Micro TI Investment 2, LLC ("Micro TI 2").
  • [F7]Common stock is issuable upon exercise of warrant to purchase Series B Preferred Stock. The warrants are currently exercisable and have an exercise price of $3.73744 per share. Unless exercised earlier, the warrants will expire on December 14, 2032.
  • [F8]The securities are held by Micro TI Investment, LLC ("Micro TI").
  • [F9]The securities are held by MTI 20 Investment, LLC ("MTI 20").

Documents

1 file
  • 3
    ownership.xmlPrimary

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