Parker Matthew A. 4

4 · FIRST US BANCSHARES, INC. · Filed Jun 30, 2026

AI-generated summary of this filing

Updated Jun 30, 2026

First US Bancshares (FUSB) SVP Matthew Parker Exercises Options

What Happened

Matthew A. Parker, SVP, Corporate Controller & Principal Accounting Officer of First US Bancshares (FUSB), exercised multiple stock option tranches on June 26, 2026. He exercised two tranches that resulted in the acquisition of 600 shares (300 shares at $11.71 and 300 shares at $10.01) for aggregate exercise payments of $6,516.
To satisfy tax withholding or exercise-related obligations, 462 shares were surrendered (241 shares and 221 shares) at the market price of $16.75, generating approximately $7,739 in value surrendered. The Form 4 also records two additional derivative exercise entries of 300 shares each at $0.00 (reported as derivative dispositions) per the filing.

Key Details

Transaction date: June 26, 2026.
Exercises acquired: 300 shares @ $11.71 (cost $3,513) and 300 shares @ $10.01 (cost $3,003) — total paid ≈ $6,516.
Shares surrendered for tax/withholding: 241 shares @ $16.75 (≈ $4,037) and 221 shares @ $16.75 (≈ $3,702) — total ≈ $7,739.
Additional derivative entries: two 300-share entries reported at $0.00 (listed as dispositions of derivative securities) — see footnotes/filing for details.
Shares owned after transaction: not specified in the excerpt provided.
Footnotes: F1 — options granted Feb 12, 2018 (vested in equal installments over first three anniversaries). F2 — options granted Feb 27, 2019 (vested in equal installments over first three anniversaries).
Filing timeliness: Form filed June 30, 2026, four days after the June 26 transactions; Form 4s are normally due within two business days, so this appears to be a late filing.

Context

This was an options exercise with partial share surrender to cover tax or exercise obligations (a common practice, not necessarily a directional bet on the stock). The exercise entries are reported under code M (exercise/conversion of a derivative) and the surrendered shares under code F (payment of exercise price or tax liability).
Purchases/exercises are often more informative than sales, but because some shares were withheld to satisfy taxes, the net new shares received by the insider are reduced.

Form 4

Period: 2026-06-26

SVP, Corp Controller & PAO

Transactions

Exercise/Conversion
Common Stock, $.01 par value
2026-06-26$11.71/sh+300$3,513→ 3,213 total
Tax Payment
Common Stock, $.01 par value
2026-06-26$16.75/sh−241$4,037→ 2,972 total
Exercise/Conversion
Common Stock, $.01 par value
2026-06-26$10.01/sh+300$3,003→ 3,272 total
Tax Payment
Common Stock, $.01 par value
2026-06-26$16.75/sh−221$3,702→ 3,051 total
Exercise/Conversion
Stock Option (right to buy)
[F1]
2026-06-26−300→ 0 total
Exercise: $11.71From: 2019-02-12Exp: 2028-02-12→ Common Stock, $.01 par value (300 underlying)
Exercise/Conversion
Stock Option (right to buy)
[F2]
2026-06-26−300→ 0 total
Exercise: $10.01From: 2020-02-27Exp: 2029-02-27→ Common Stock, $.01 par value (300 underlying)

Footnotes (2)

[F1]These options were granted on February 12, 2018, and vested in equal installments on each of the first three anniversaries of the date of grant.
[F2]These options were granted on February 27, 2019, and vested in equal installments on each of the first three anniversaries of the date of grant.

Signature

/s/ Beverly J. Dozier, by power of attorney|2026-06-30

1 file