Krause Stefan 4

4 · Velo3D, Inc. · Filed Jun 30, 2026

AI-generated summary of this filing

Updated Jun 30, 2026

Velo3D Director Stefan Krause Receives 3,188 Shares (RSU Vest)

What Happened

Director Stefan Krause had restricted stock units (RSUs) vest and convert into 3,188 shares of Velo3D common stock on June 27, 2026. The filing reports an acquisition of 3,188 shares at $16.64 per share, totaling $53,048. A corresponding derivative disposition line reflects the cancellation/conversion of the RSUs (no cash sale).

Key Details

Transaction date: 2026-06-27; Filing date: 2026-06-30 (Form 4 accession 0001193125-26-290764).
Acquired: 3,188 shares @ $16.64 = $53,048 (result of RSU settlement).
Disposed: 3,188 derivative units @ $0 (represents conversion/cancellation of RSUs).
Shares owned after transaction: Not specified in the Form 4.
Footnotes: F1 — RSUs represent contingent rights to one share each and may be settled in cash, stock, or both. F2 — These RSUs vested in quarterly installments, with final vesting on June 27, 2026, subject to continued service.
Filing timeliness: Filed three days after the vesting date; the Form 4 does not indicate a late filing flag.

Context

This was not a market sale but the vesting/settlement of RSUs (an award converting into common shares). The derivative "disposed" line simply reflects cancellation of the RSU rights upon settlement. No immediate sale of the acquired shares is reported in this filing.

Form 4

Period: 2026-06-27

Director

Transactions

Exercise/Conversion
Common Stock
2026-06-27$16.64/sh+3,188$53,048→ 13,410 total
Exercise/Conversion
Restricted Stock Units
[F1][F2]
2026-06-27−3,188→ 7,843 total
→ Common Stock (3,188 underlying)

Footnotes (2)

[F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Velo3D, Inc. (the "Company"), granted under the Company's 2021 Equity Incentive Plan. The Compensation Committee (the "Committee") of the Board of Directors of the Company, in its sole discretion, may settle earned RSUs in cash, shares of common stock of the Company, or a combination of both.
[F2]The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the grant vesting September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026 subject to the Reporting Person's continued service to the Issuer on each vesting date.

Signature

/s/ Nancy Krystal as attorney-in-fact for Stefan Krause|2026-06-30

1 file