MITSUBISHI UFJ FINANCIAL GROUP INC·4

Jul 2, 7:30 AM ET

Sakurai Takayuki 4

4 · MITSUBISHI UFJ FINANCIAL GROUP INC · Filed Jul 2, 2026

Research Summary

AI-generated summary of this filing

Updated

Mitsubishi UFJ Financial Group (MUFG) Managing Executive Sakurai Receives Award

What Happened
Sakurai Takayuki, a Managing Corporate Executive at Mitsubishi UFJ Financial Group (MUFG), received a grant of 5,796 points recorded as a derivative acquisition on July 1, 2026. The award is reported at $0.00 per point (no cash paid at grant); the points are exchangeable for common shares under the company plan at a later date.

Key Details

  • Transaction date: 2026-07-01; Form filed: 2026-07-02 (timely filing).
  • Transaction type: Grant / Award (derivative) — Code A.
  • Amount: 5,796 points (reported as shares) at $0.00; immediate reported value $0.
  • Shares owned after transaction: not specified in the filing.
  • Footnote summary (F1): points are payable in equal monthly installments from July 2026 to June 2027; points will be exchangeable for one share each upon the reporting person’s retirement; subject to clawback/forfeiture for cause. Prior to delivery, the underlying shares are held in a board incentive plan trust; 50% of those shares will be sold in a pre‑arranged open market sale in Japan on a set date after retirement, and the net cash from that sale plus the remaining 50% in shares will be delivered to the reporting person.

Context
This is a compensation award (not an open‑market purchase or sale). The grant creates a future right to shares rather than an immediate cash or stock transfer; it does not reflect an immediate market purchase or sale by the insider. Such awards are common for senior executives and are tied to service/retirement conditions rather than current trading sentiment.

Insider Transaction Report

Form 4
Period: 2026-07-01
Sakurai Takayuki
Managing Corporate Executive
Transactions
  • Award

    Stock Compensation Plan Points

    [F1]
    2026-07-01+5,7968,436 total
    Common Stock (5,796 underlying)
Footnotes (1)
  • [F1]Represents the aggregate non-adjustable points that the reporting person is entitled to receive in equal monthly installments on the first day of each month during the reporting person's service period from July 2026 to June 2027. Subject to clawback and forfeiture for cause, each point will be exchangeable for one share of the Issuer's common stock following the reporting person's retirement from the position with responsibilities based on which the points were granted. Prior to delivery, the shares to be exchanged for the received points are held by a board incentive plan trust, and 50% of such shares will be sold by the trust through a pre-arranged open market sale in Japan in accordance with the Plan on a specific date following the reporting person's retirement from the relevant position. Net proceeds from such sale in cash, together with the remaining 50% in shares, will be delivered to the reporting person.
Signature
/s/ Kazutaka Kato, by Power of Attorney|2026-07-02

Documents

1 file
  • 4
    ownership.xmlPrimary

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