Hanzawa Junichi 4

What Happened

• Junichi Hanzawa, President & Group CEO of Mitsubishi UFJ Financial Group (MUFG), received an award/derivative grant of 11,220 points on July 1, 2026. The grant is reported as a derivative award (code A) with a $0 per-share acquisition price at grant. This is a grant of rights/points that can be converted into common shares under plan terms, not an open-market purchase or sale.

Key Details

• Transaction date: 2026-07-01; Form 4 filed 2026-07-02 (timely).
• Amount granted: 11,220 points (reported as equivalent to 11,220 shares upon conversion); reported acquisition price $0 (derivative award).
• Shares owned after transaction: not specified in the provided data.
• Footnote: points vest/payable in equal monthly installments from July 2026 to June 2027; subject to clawback and forfeiture for cause. Each point converts to one share upon the reporting person’s retirement from the relevant role. Prior to delivery, shares are held by a board incentive plan trust; 50% of those shares will be sold by the trust on a pre-arranged open market sale in Japan after retirement, with net cash proceeds plus the remaining 50% in shares delivered to the reporting person.

Context

• This is a time- or service-based executive award (derivative grant), not an immediate cash or open-market transaction. The award has no immediate purchase price or realized value reported; actual share delivery depends on future retirement and plan conditions. Such grants are common for executive compensation and do not directly indicate a near-term buy or sell signal.