Capital Group KKR Core Plus (plus)·4

Jul 2, 3:34 PM ET

JONES WILLIAM D /CA/ 4

4 · Capital Group KKR Core Plus (plus) · Filed Jul 2, 2026

Research Summary

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Capital Group KKR Core Plus Director William D. Jones Receives Phantom Shares

What Happened William D. Jones, a director of Capital Group KKR Core Plus, reported an acquisition on 2026-06-30 of 142.237 notional/phantom shares at a reported value of $9.93 per share (total ≈ $1,412). The transaction is reported as an award/grant (code A) and is a conversion of deferred compensation into notional shares rather than an open‑market stock purchase.

Key Details

  • Transaction date: 2026-06-30; Report filed: 2026-07-02 (timely filing).
  • Reported amount: 142.237 phantom shares at $9.93 each; reported aggregate value ≈ $1,412.
  • Shares owned after transaction: not disclosed in the filing.
  • Footnote: These are phantom (notional) shares received upon converting deferred compensation; they track the NAV of Class F-2 Shares and will convert into cash based on that NAV at settlement.
  • Transaction code: A (award/grant/acquisition); security type: derivative (notional/phantom shares).

Context This was an internal conversion of deferred compensation into notional shares that pay out in cash based on fund NAV, a routine compensation/deferral election rather than a market buy or sale. Such derivative/notional transactions do not directly change the company’s outstanding shares and should not be read as a straightforward bullish or bearish market signal.

Insider Transaction Report

Form 4
Period: 2026-06-30
Transactions
  • Award

    Phantom Shares

    [F1]
    2026-06-30$9.93/sh+142.237$1,412285.704 total
    Class F-2 Shares (142.237 underlying)
Footnotes (1)
  • [F1]The reported securities represent phantom shares acquired upon the Reporting Person's election to convert the Reporting Person's deferred compensation into notional shares which track the value of Class F-2 Shares. The phantom shares will convert into cash based on the NAV of the Class F-2 Shares at the time of settlement and payment of the deferred compensation.
Signature
/s/ William D. Jones|2026-07-02

Documents

1 file
  • 4
    ownership.xmlPrimary

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