FiscalNote Holdings, Inc.·4

Jul 10, 7:15 PM ET

Compton Key 4

4 · FiscalNote Holdings, Inc. · Filed Jul 10, 2026

Research Summary

AI-generated summary of this filing

Updated

FiscalNote (NOTE) CEO Compton Key Receives 89,171 Shares

What Happened

  • Compton Key, President, CEO and Director of FiscalNote Holdings, acquired 89,171 shares on 2026-07-09. The shares are reported at $0.00 per share (total reported value $0), reflecting an in‑kind distribution rather than a cash purchase.

Key Details

  • Transaction date: 2026-07-09; filing date: 2026-07-10 (timely)
  • Transaction code: J (other acquisition/disposition) — in this case an in‑kind distribution
  • Shares involved: 89,171 shares at $0.00 (total $0)
  • Shares owned after transaction: not specified in this filing
  • Footnotes summary:
    • F1: The shares were distributed from GPO FN Noteholder, LLC to Urgent Capital LLC as an in‑kind payment tied to a profits interest.
    • F2–F3: The reported shares are beneficially owned by Urgent Capital LLC and Global Public Offering Master Fund, L.P. Compton Key is a managing director of Urgent International Inc., which owns/operates those entities and may be deemed to have voting and dispositive power over the shares.
  • Filing timeliness: Filed the day after the transaction; no late-filing indication.

Context

  • This was not an open‑market purchase or sale by Compton personally but an in‑kind distribution allocated among affiliated investment entities. Such transfers often reflect partnership or fund-level arrangements and do not necessarily indicate personal buying or selling decisions by the insider.

Insider Transaction Report

Form 4
Period: 2026-07-09
Compton Key
DirectorPresident and CEO
Transactions
  • Other

    Class A Common Stock

    [F1][F2]
    2026-07-09+89,171520,687 total(indirect: See Footnote)
Holdings
  • Class A Common Stock

    [F3]
    (indirect: See Footnote)
    15,335
  • Class A Common Stock

    46,264
Footnotes (3)
  • [F1]Distribution from GPO FN Noteholder, LLC to Urgent Capital LLC as an in-kind payment pursuant to a profits interest in GPO FN Noteholder, LLC held by Urgent Capital LLC.
  • [F2]The shares are beneficially owned by Urgent Capital LLC. The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of Urgent Capital LLC. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Urgent Capital LLC.
  • [F3]The shares are beneficially owned by Global Public Offering Master Fund, L.P ("GPO Master Fund"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.
Signature
/s/ Key Compton|2026-07-10

Documents

1 file
  • 4
    ownership.xmlPrimary

    4