Yake Alice 4
4 · Xos, Inc. · Filed Jul 14, 2026
Research Summary
AI-generated summary of this filing
Xos (XOS) Director Alice Yake Receives RSUs, Sells Shares
What Happened
Alice Yake, a director of Xos, Inc., received awards of restricted stock units (RSUs) and also disposed of a total of 7,500 shares to the issuer in three transactions. On 2026-07-10 she was granted 60,584 RSUs (unvested) and 2,292 RSUs (which vested immediately as payment in lieu of cash retainer). Separately she transferred 2,500 shares to the issuer on 2026-07-10 at $2.49 (proceeds $6,229), 2,500 shares on 2026-07-13 at $2.35 ($5,871), and 2,500 shares on 2026-07-14 at $2.39 ($5,987), for total proceeds of approximately $18,087. The RSUs are awards (no cash paid on grant) and represent contingent rights to receive common stock upon settlement.
Key Details
- Grant date: 2026-07-10 — 60,584 RSUs (unvested) + 2,292 RSUs (vested immediately as retainer). Vesting for the unvested RSUs: earlier of 1‑year anniversary or day before the 2027 annual meeting, subject to continued service (footnotes F1–F3).
- Dispositions to issuer: 2,500 shares on 2026-07-10 at $2.49; 2,500 shares on 2026-07-13 at $2.35; 2,500 shares on 2026-07-14 at $2.39. Total proceeds ≈ $18,087.
- One reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted 9/29/2025 (footnote F4).
- Weighted average price notes: the filing discloses price ranges for the sales and offers to provide per‑price breakdown on request (footnotes F5–F7).
- Shares owned after the transactions: not specified in this filing.
- Filing: Report filed 2026-07-14 covering transactions on/through 2026-07-10; no late‑filing indication in the report.
Context
- RSUs (award code A) are not purchases — they are compensation awards that convert to shares if/when vested and settled. The 2,292 RSUs vested immediately as compensation in lieu of cash.
- “Disposition to the issuer” can indicate shares transferred back to the company (commonly to cover tax withholding obligations) or other transfers to the issuer; the Form 4 does not state the reason.
- One of the sales being under a 10b5‑1 plan means it was pre‑arranged; this is a routine mechanism for insiders to sell shares on a set schedule.
This summary is factual and does not infer insider motive.
Insider Transaction Report
Form 4
Xos, Inc.XOS
Yake Alice
Director
Transactions
- Award
Common Stock
[F1][F2]2026-07-10+60,584→ 165,269 total - Award
Common Stock
[F3][F2]2026-07-10+2,292→ 167,561 total - Disposition to Issuer
Common Stock
[F4][F5][F2]2026-07-10$2.49/sh−2,500$6,229→ 165,061 total - Disposition to Issuer
Common Stock
[F4][F6][F2]2026-07-13$2.35/sh−2,500$5,871→ 162,561 total - Disposition to Issuer
Common Stock
[F4][F7]2026-07-14$2.39/sh−2,500$5,987→ 160,061 total
Footnotes (7)
- [F1]The shares reported in this transaction represent Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest on the earlier of (i) the first anniversary of the Grant date and (ii) the day before the Company's 2027 Annual Meeting, subject to the Reporting Person's continuous service with Xos, Inc. through the vesting date.
- [F2]Includes 60,584 unvested RSUs
- [F3]The shares reported in this transaction represent RSUs that were issued to the Reporting Person in lieu of the cash retainer fees for the Reporting Person's service as a non-employee director and as Nominating and Corporate Governance Committee Chair in the second quarter of 2026. The RSUs reported vested immediately on the date of grant.
- [F4]The transaction reported on this line was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 29, 2025.
- [F5]Represents weighted average sales price. The shares were sold at prices ranging from $2.46 to $2.59. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F6]Represents weighted average sales price. The shares were sold at prices ranging from $2.325 to $2.44. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F7]Represents weighted average sales price. The shares were sold at prices ranging from $2.35 to $2.43. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Signature
/s/ David M. Zlotchew, Attorney-in-Fact for Alice Yake|2026-07-14