NOMURA HOLDINGS INC·4

Jul 27, 10:44 AM ET

Tobari Akihito 4

4 · NOMURA HOLDINGS INC · Filed Jul 27, 2026

Research Summary

AI-generated summary of this filing

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Nomura (NMR) Head of Wealth Management Receives 61-Share Award

What Happened
Tobari Akihito, Head of Wealth Management at Nomura Holdings (NMR), received a grant/award of 61.42 shares on July 24, 2026. The reported per-share amount converts to $9.83, for a total value of approximately $604. This was an award (reporting code A), i.e., compensation-related acquisition rather than an open-market purchase.

Key Details

  • Transaction date: July 24, 2026; Form 4 filed July 27, 2026 (filed within the usual reporting window).
  • Price/value reported: $9.83 per share (conversion from JPY using JPY164.01 = US$1), total ≈ $604. (Footnote F1)
  • Shares acquired: 61.42 shares (award/grant).
  • Shares owned after transaction: Not specified in the filing; Footnote F2 notes a prior transfer of 900 shares from an officer stock ownership plan to a brokerage account on June 25, 2026 and states those transfers did not change total beneficial ownership.
  • Transaction code: A = Award/Grant. No 10b5-1 plan, tax withholding, or cashless sale reported.

Context
Grants and awards are typically compensation-related and do not necessarily signal the insider’s personal buy/sell decision. For retail investors, purchases can be more informative than routine awards; this filing documents a small-value compensation award rather than a market purchase or sale.

Insider Transaction Report

Form 4
Period: 2026-07-24
Tobari Akihito
See Remarks
Transactions
  • Award

    Common Stock

    [F1]
    2026-07-24$9.83/sh+61.42$604167.064 total(indirect: Held in officers' stock ownership plan)
Holdings
  • Common Stock

    [F2]
    105,866
Footnotes (2)
  • [F1]The reported price has been converted into U.S. dollars from Japanese yen using the JPY164.01 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on July 24, 2026.
  • [F2]Changes in amount of securities beneficially owned also reflect transfers of 900 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on June 25, 2026, since the reporting person's filing on Form 4 on May 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.
Signature
/s/ Takashi Futaki, as Attorney-in-fact|2026-07-27

Documents

1 file
  • 4
    ownership.xmlPrimary

    4