Ozaki Yukiko 4
4 · NOMURA HOLDINGS INC · Filed Jul 27, 2026
Research Summary
AI-generated summary of this filing
Nomura (NMR) CHRO Yukiko Ozaki Receives Award of 6.169 Shares
What Happened
- Yukiko Ozaki, Nomura Holdings' Chief Human Resources Officer (CHRO) and Chief Health Officer (CHO), received a grant/award of 6.169 shares on July 24, 2026. The filing reports an acquisition value of about $61, at a reported price of $9.83 per share (USD-equivalent).
Key Details
- Transaction date: July 24, 2026; filing date: July 27, 2026 (filed within the normal reporting window).
- Transaction type/code: Award/Grant (A).
- Reported price and value: $9.83 per share (USD conversion); total ≈ $61.
- Exchange-rate note: USD amounts converted from JPY using JPY164.01 = US$1 (MUFG Bank spot rate on 7/24/2026).
- Shares owned after transaction: Not specified in this filing.
- Other note: The filing discloses a prior movement of 100 shares from an officer stock ownership plan to a brokerage account on June 25, 2026; that transfer did not change total beneficial ownership.
Context
- This was an award/grant (company-issued shares), not an open-market purchase or sale—such awards are common as compensation or retention and do not necessarily signal a trading view.
- The dollar value is very small (~$61) after currency conversion, reflecting a modest fractional-share grant.
Insider Transaction Report
Form 4
Ozaki Yukiko
See Remarks
Transactions
- Award
Common Stock
[F1]2026-07-24$9.83/sh+6.169$61→ 68.068 total(indirect: Held in officers' stock ownership plan)
Holdings
- 21,019
Common Stock
[F2]
Footnotes (2)
- [F1]The reported price has been converted into U.S. dollars from Japanese yen using the JPY164.01 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on July 24, 2026.
- [F2]Changes in amount of securities beneficially owned also reflect transfers of 100 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on June 25, 2026, since the reporting person's filing on Form 4 on May 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.
Signature
/s/ Takashi Futaki, as Attorney-in-fact|2026-07-27