MIZUHO FINANCIAL GROUP INC·4

Jul 28, 6:00 AM ET

Uchida Takakazu 4

4 · MIZUHO FINANCIAL GROUP INC · Filed Jul 28, 2026

Research Summary

AI-generated summary of this filing

Updated

Mizuho (MFG) Director Uchida Receives 490 Phantom Stock Units

What Happened

  • Uchida Takakazu, a director of Mizuho Financial Group, was granted 490 phantom stock units on July 24, 2026. The award is reported as a derivative acquisition at $0.00 per unit (no cash paid at grant). These units represent contingent rights that will be settled in cash or common stock at the issuer's election and are reported to have a $0 immediate transaction value.

Key Details

  • Transaction date: 2026-07-24; Filing date: 2026-07-28 (timely filing).
  • Grant size and price: 490 units @ $0.00 (derivative award).
  • Shares owned after transaction: not explicitly stated in the filing; a footnote references the number of shares in the reporting person's ESOP account as of June 30, 2026.
  • Footnotes: Each phantom stock unit equals a contingent right to one share and will be settled in cash or common stock at the issuer's election (F2). The units are fully vested upon grant and will settle upon the reporting person's retirement (F3). Another footnote (F1) refers to the ESOP account balance as of June 30, 2026.
  • Transaction code: A = Award/Grant (not a purchase or sale).

Context

  • These are phantom/derivative units (not an open-market buy or sale). Because they are fully vested but settle only at retirement (and can be paid in cash or stock), this grant does not indicate an immediate change in share ownership or a market transaction. Such awards are commonly part of executive/director compensation and should be interpreted as compensation-related rather than an immediate bullish or bearish trading signal.

Insider Transaction Report

Form 4
Period: 2026-07-24
Transactions
  • Award

    Phantom Stock Units - Retirement

    [F2][F3]
    2026-07-24+4902,140 total
    Common Stock (490 underlying)
Holdings
  • Common Stock

    [F1]
    (indirect: By ESOP)
    1,640.834
Footnotes (3)
  • [F1]Represents the number of shares in the Reporting Person's Employee Stock Ownership Plan ("ESOP") account as of June 30, 2026.
  • [F2]Each phantom stock unit represents a contingent right to receive one share of Issuer Common Stock, which will be settled in cash or common stock upon settlement at the Issuer's election.
  • [F3]These phantom stock units are fully vested upon grant and settle upon the Reporting Person's retirement from the Issuer.
Signature
/s/ Yuki Nishii, as Attorney-In-Fact|2026-07-28

Documents

1 file
  • 4
    ownership.xmlPrimary

    4