Nomura (NMR) CHRO Ozaki Yukiko Receives 6.545 Shares

What Happened

• Ozaki Yukiko, Nomura Holdings' Chief Human Resources Officer and Chief Health Officer, received a grant/award of 6.545 shares on August 25, 2026. The filing reports a per-share value of $9.87 (converted from JPY), for a total reported value of approximately $65. This transaction is coded as an award/acquisition (A), not a sale.

Key Details

• Transaction date and type: August 25, 2026 — Grant/award (code A).
• Price used for reporting: $9.87 per share (conversion from JPY using JPY159.23 = US$1 on the transaction date).
• Total value reported: ~ $65 for 6.545 shares.
• Shares owned after transaction: Not specified in this filing. Footnote indicates prior internal transfer of 100 shares (June 25, 2026) did not change total beneficial ownership.
• Filing timeliness: Report filed Aug 26, 2026 (no late-filing indication in the report).
• Footnotes of note: F1 explains the JPY→USD conversion rate; F2 notes transfers between the officer stock plan and a brokerage account that did not alter total holdings.

Context

• This was an equity award (compensation), a routine form of executive pay. Such small, scheduled awards do not, by themselves, indicate a change in the insider’s market view. No exercise/sale or cashless transaction was reported.