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4Accepted Sep 2, 5:26 PM ET

BioAtla CFO Christian Vasquez Withheld 71 Shares for Taxes

BCABBioAtla, Inc.

Accepted (ET)

5:26 PM

Sep 2, 2026

Filed

Sep 2, 2026

Documents

1

Size

5.0 KB

Summary

BioAtla CFO Christian Vasquez Withheld 71 Shares for Taxes

Updated

What Happened

  • Christian Vasquez, Chief Financial Officer of BioAtla, had 71 shares (disposed) withheld by the company to satisfy income tax and withholding obligations related to the vesting/net settlement of previously reported restricted stock units (RSUs). The per-share value reported was $1.69, for an aggregate value of approximately $120. This was a withholding for taxes—not an open-market sale.

Key Details

  • Transaction date: 2026-08-31; Filing date: 2026-09-02.
  • Reported transaction: 71 shares withheld at $1.69 per share (total ≈ $120).
  • Transaction code: F (payment of exercise price or tax liability / tax withholding).
  • Footnote F1: Confirms this was not a sale by the reporting person but shares withheld by the issuer to cover tax withholding on vested/net-settled RSUs.
  • Footnote F2: Notes the reporting consolidates shares that include purchases under the issuer’s Employee Stock Purchase Plan (ESPP).
  • Shares owned after the transaction: not specified in the provided summary.

Context

  • This is a routine tax-withholding event tied to RSU vesting (a net settlement) rather than an indication of a deliberate sale or buy decision by the insider. Such withholdings are common and generally not interpreted as a market sentiment signal.

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