4Filed Sep 16, 8:00 PM ET

Trinity Capital (TRIN) COO Gerald Harder Withholds 4,653 Shares

$TRIN · Trinity Capital Inc.

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Trinity Capital (TRIN) COO Gerald Harder Withholds 4,653 Shares

What Happened Gerald Harder, Chief Operating Officer of Trinity Capital (TRIN), had 4,653 restricted shares withheld on September 15, 2026 to satisfy tax obligations. The withholding was executed at $17.79 per share, resulting in proceeds (value withheld) of approximately $82,777. This was a tax-withholding disposition (routine) rather than an open-market sale.

Key Details

  • Transaction date and price: September 15, 2026 at $17.79 per share.
  • Shares affected: 4,653 restricted shares withheld (transaction code F).
  • Transaction value: about $82,777 withheld to cover taxes.
  • Shares owned after transaction: not specified in the filing.
  • Footnotes: Footnote indicates shares were withheld to satisfy tax obligations upon vesting of restricted shares; transaction exempt from Section 16(b) under Rule 16b-3.
  • Filing timeliness: Form 4 filed September 17, 2026 (timely within required reporting window).
  • Administrative note: Sarah Stanton signed the filing on behalf of Mr. Harder under a previously filed power of attorney.

Context This was a routine tax-withholding on vesting of restricted stock (code F), which is common and does not necessarily signal a change in the insider’s view of the company. The exemption under Rule 16b-3 is standard for compensatory equity transactions.