4Filed Sep 16, 8:00 PM ET

Apollomics (APLM) Director Chen Hong‑Jung Receives RSUs, Converts 500 Shares

$APLM · Apollomics Inc.

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Apollomics (APLM) Director Chen Hong‑Jung Receives RSUs, Converts 500 Shares

What Happened
Chen Hong‑Jung, a director of Apollomics Inc. (APLM), had 500 restricted stock units (RSUs) vest on Sept 15, 2026 and those RSUs were converted into 500 Class A ordinary shares (reported as an exercise/conversion of a derivative) with no cash reported. The filing also shows a disposition of 500 shares on Sept 15, 2026 (reported at $0). Separately, on Sept 14, 2026 Chen received a grant for 2,000 derivative shares (a stock option) under the Apollomics 2023 Incentive Award Plan; the grant reported no cash exchanged.

Key Details

  • Transaction dates/prices:
    • 2026-09-14: Grant/award of 2,000 derivative shares (stock option) at $0.00 (Acquired). (Footnote F2)
    • 2026-09-15: Conversion/exercise of derivative for 500 shares at $0.00 (Acquired). (Footnote F3/F1)
    • 2026-09-15: Disposition of 500 shares at $0.00 (Disposed). (Filed as a same‑day disposition)
  • Shares owned after transaction: Not specified in this Form 4.
  • Notable footnotes:
    • F1: Each RSU equals a contingent right to one Class A ordinary share.
    • F2: The 2,000‑share option vests over one year (50% at Mar 14, 2027; 50% at Sep 14, 2027), subject to continued service.
    • F3: Confirms this filing reflects the vesting of 500 RSUs on Sept 15, 2026 (previous RSU vesting schedule noted).
  • Filing: Form 4 was filed Sept 17, 2026 (covers transactions on Sept 14–15); filing falls within the normal Form 4 reporting window.

Context
RSU vesting and option grants are not purchases of stock by the insider; RSUs convert into shares as they vest. The same‑day disposition of 500 shares commonly reflects either a sale or shares withheld to cover taxes — the Form 4 reports the disposition but does not state proceeds or the reason. The 2,000‑share option grant creates potential future ownership if and when the option vests and is exercised according to the schedule in F2.