Apollomics (APLM) CFO Peter Lin Receives 10,000 Shares; 3,416 Withheld

What Happened

• Peter Lin, Chief Financial Officer of Apollomics Inc. (APLM), had 10,000 restricted stock units (RSUs) vest on September 15, 2026 and was issued 10,000 Class A ordinary shares (acquired at $0). To cover tax withholding on the vesting, 3,416 of those shares were surrendered/disposed at $24.02 per share, generating a tax withholding value of $82,052. Separately, on September 14, 2026 Lin was granted an award (stock option) for 6,000 shares under the 2023 Incentive Award Plan (no cash paid at grant).

Key Details

• Transaction dates and prices:
  • Sep 15, 2026: 10,000 RSUs vested and converted to 10,000 shares (acquired at $0).
  • Sep 15, 2026: 3,416 shares surrendered for tax withholding at $24.02 each = $82,052 (Disposed; code F).
  • Sep 14, 2026: Grant of stock option/award for 6,000 shares (acquired at $0 on grant).
• Shares owned after transaction: Not specified in the Form 4 filing.
• Footnotes of note:
  • The 6,000-share option grant vests over one year: 50% on March 14, 2027 and 50% on September 14, 2027, subject to continued service.
  • Each RSU represents a contingent right to one Class A Ordinary Share; the 10,000-share entry reflects vesting of a previously reported RSU grant.
• Filing timeliness: Form 4 was filed September 17, 2026 for transactions on Sept 14–15, 2026; the filing appears to have been made within the normal reporting window.

Context

• This was mainly an award/settlement event (RSU vesting) rather than an open‑market purchase or sale by the insider. The only shares disposed were surrendered to satisfy tax withholding on vesting, not a market sale for cash. The new 6,000-share option grant vests over the next 6–12 months and is contingent on continued service.