Moelis & Co (MC) Principal Accounting Officer Nick Riehl Receives Award

What Happened

• Nick Riehl, Principal Accounting Officer of Moelis & Co (MC), received five restricted stock unit (RSU) awards on September 17, 2026. The grants were: 11.03, 2.09, 3.69, 10.45 and 7.74 RSUs, totaling 35.00 RSUs. Each was reported at $0.00 per unit (no cash purchase). These are derivative awards that represent the right to receive a share of Class A common stock (or cash equal to the share’s fair market value) upon settlement.

Key Details

• Transaction date: 2026-09-17; Reporting/filing date: 2026-09-21 (filed within the 2 business‑day window).
• Grants reported as code A (award/grant); price reported: $0.00 per RSU.
• Total awarded: 35.00 RSUs. Shares owned after the transaction: not disclosed in this filing.
• Footnotes: awards are dividend-equivalent RSUs tied to underlying Incentive or Long Term Incentive RSUs (issued Feb 15, 2024; Feb 13, 2025; Feb 12, 2026 according to footnotes) and will vest concurrently with those underlying awards.
• Not a sale or market purchase — these are compensation/dividend-equivalent awards, not an indicator of immediate buying/selling activity.

Context

• RSU awards (derivatives) typically convert to shares or cash at settlement and vest according to the underlying award schedule; they are common compensation elements and do not by themselves signal a buy or sell decision.
• No options were exercised and no shares were sold in this transaction; no tax‑withholding sale or 10b5-1 plan is indicated in this filing.