Apollomics (APLM) Director Yen Hung Hsien Receives Award, Exercises RSUs

What Happened

• Yen Hung Hsien, a director of Apollomics Inc. (APLM), received a derivative award and had RSUs convert to shares in mid‑September 2026. On 2026‑09‑14 he was granted a 2,000‑share stock option (derivative grant) at $0.00. On 2026‑09‑15, 500 restricted stock units (RSUs) vested and converted into 500 Class A ordinary shares (acquired at $0.00), and a simultaneous disposition of 500 derivative shares is reported (disposed at $0.00). No cash value is reported for these transactions.

Key Details

• Transaction dates and prices:
  • 2026‑09‑14: Grant/award (A) — 2,000 shares (derivative) at $0.00.
  • 2026‑09‑15: Exercise/conversion (M) — 500 shares acquired at $0.00.
  • 2026‑09‑15: Exercise/conversion (M) — 500 shares disposed at $0.00.
• Shares owned after transaction: not disclosed in the provided excerpt; see the full EDGAR Form 4 for post‑transaction holdings.
• Notable footnotes:
  • F1: Each RSU equals a contingent right to one Class A ordinary share.
  • F2: The 2,000‑share stock option was granted under the Apollomics 2023 Incentive Award Plan on 2026‑09‑14 and vests 50% on 2027‑03‑14 and 50% on 2027‑09‑14, subject to continued service.
  • F3: The RSUs were granted earlier (reported on a Form 3 filed 2026‑07‑24); an initial RSU grant of 500 shares vested on 2026‑09‑15.
• Amendment and filing timing:
  • This Form 4 is labeled AMENDED (submitted 2026‑09‑24) to correct the stock option expiration date. Transactions are dated 2026‑09‑14/15; if no prior timely Form 4 was filed, the 2026‑09‑24 amendment is later than the standard 2 business‑day filing window for Form 4s.

Context

• The 2,000‑share item is a grant of an option (not an immediate purchase or sale); vesting is scheduled over one year (6 and 12 months after grant). The 500‑share acquisition on 9/15 reflects RSU vesting and conversion into ordinary shares. The simultaneous 500‑share disposition on the same date is reported but the filing does not specify the reason; such paired acquisitions/dispositions often occur in connection with vesting and tax‑withholding arrangements, though the Form 4 here does not explicitly state that.