Nomura (NMR) CHRO Ozaki Yukiko Receives 6.175-Share Award

What Happened

• Ozaki Yukiko, Nomura Holdings Inc.'s Chief Human Resources Officer and Chief Health Officer, received an award of 6.175 ordinary shares on 2026-09-25. The reported U.S. dollar price was $9.97 per share, for a total reported value of about $62. This transaction is an award/grant (code A), not an open-market purchase or sale.

Key Details

• Transaction date: 2026-09-25; Filing date: 2026-09-28.
• Shares granted: 6.175 shares; Reported price per share: $9.97; Total reported value: ~$62.
• Price conversion: Reported USD amounts were converted from Japanese yen using JPY158.78 = US$1 (MUFG Bank spot rate on 9/25/2026).
• Prior internal transfer: Footnote notes a June 25, 2026 transfer of 100 shares from an officer stock ownership plan account to the reporting person's brokerage account; this did not change total beneficial ownership.
• Shares owned after transaction: Not specified in the supplied filing excerpt.
• Filing timeliness: Filing shows the report date three days after the transaction (filed 9/28 for a 9/25 transaction); no late-filing flag was provided in the supplied data.

Context

• This was a small equity award (6.175 shares, ~$62) — typical of routine compensation-related grants rather than a market purchase or sale. Awards and small grants are compensation events and do not necessarily indicate insider buying interest.